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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJJ icon
176
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.06B
$1.97M 0.13%
17,297
+1,209
+8% +$124K
CRM icon
177
Salesforce
CRM
$158B
$1.97M 0.13%
7,471
-60
-0.8% -$13.6K
ADP icon
178
Automatic Data Processing
ADP
$108B
$1.96M 0.13%
8,394
-1,187
-12% -$277K
FDN icon
179
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.39B
$1.96M 0.13%
10,482
-1,494
-12% -$250K
AOD
180
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$1.93M 0.13%
239,561
– –
STIP icon
181
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.92M 0.13%
19,463
-4,874
-20% -$475K
SECT icon
182
Main Sector Rotation ETF
SECT
$2.91B
$1.9M 0.12%
40,814
+900
+2% +$39.3K
IXC icon
183
iShares Global Energy ETF
IXC
$2.73B
$1.9M 0.12%
+12,973
New +$516K
VLUE icon
184
iShares MSCI USA Value Factor ETF
VLUE
$9.72B
$1.88M 0.12%
+35,671
New +$3.32M
PFF icon
185
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.87M 0.12%
29,139
+12,755
+78% +$381K
CGDV icon
186
Capital Group Dividend Value ETF
CGDV
$39B
$1.81M 0.12%
60,733
+1,915
+3% +$52.8K
PTMC icon
187
Pacer Trendpilot US Mid Cap ETF
PTMC
$407M
$1.8M 0.12%
54,778
-1,564
-3% -$49.1K
VGSH icon
188
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$1.78M 0.12%
30,436
-7,236
-19% -$418K
VGT icon
189
Vanguard Information Technology ETF
VGT
$151B
$1.73M 0.11%
29,280
-648
-2% -$36.1K
XHB icon
190
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$1.73M 0.11%
18,050
+4,143
+30% +$337K
RWJ icon
191
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.71M 0.11%
41,367
+708
+2% +$26.2K
TRND icon
192
Pacer Trendpilot Fund of Funds ETF
TRND
$64.3M
$1.71M 0.11%
57,863
-5,281
-8% -$152K
PRF icon
193
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$1.7M 0.11%
48,423
-10,306
-18% -$338K
KO icon
194
Coca-Cola
KO
$377B
$1.69M 0.11%
28,742
-1,578
-5% -$89.6K
EUFN icon
195
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$1.68M 0.11%
8,385
+6,335
+309% +$124K
TPHD icon
196
Timothy Plan High Dividend Stock ETF
TPHD
$370M
$1.68M 0.11%
50,718
+2,430
+5% +$76K
MTUM icon
197
iShares MSCI USA Momentum Factor ETF
MTUM
$26.3B
$1.67M 0.11%
10,962
-21,041
-66% -$3.09M
RWL icon
198
Invesco S&P 500 Revenue ETF
RWL
$9.98B
$1.67M 0.11%
19,567
+207
+1% +$16.6K
CARR icon
199
Carrier Global
CARR
$52.5B
$1.66M 0.11%
28,951
-144
-0.5% -$7.62K
FPEI icon
200
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$1.66M 0.11%
92,957
+14,444
+18% +$247K
6 7
8
9 10

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CWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.