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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
176
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$1.81M 0.13%
35,988
+1,736
+5% +$95.2K
AOD
177
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$1.81M 0.13%
239,561
-6,500
-3% -$52.3K
XLI icon
178
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$1.8M 0.13%
17,732
-12,709
-42% -$1.36M
VOO icon
179
Vanguard S&P 500 ETF
VOO
$1.04T
$1.79M 0.13%
4,932
+2,462
+100% +$1.01M
TRND icon
180
Pacer Trendpilot Fund of Funds ETF
TRND
$64.3M
$1.78M 0.13%
63,144
-7,693
-11% -$223K
PTMC icon
181
Pacer Trendpilot US Mid Cap ETF
PTMC
$407M
$1.78M 0.13%
56,342
-4,102
-7% -$135K
EEM icon
182
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$1.74M 0.13%
55,841
+20,222
+57% +$801K
IJK icon
183
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$1.72M 0.12%
23,855
+410
+2% +$30.9K
AMLP icon
184
Alerian MLP ETF
AMLP
$13.1B
$1.72M 0.12%
40,714
+19,760
+94% +$811K
AOR icon
185
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
$1.7M 0.12%
+13,809
New +$703K
KO icon
186
Coca-Cola
KO
$377B
$1.7M 0.12%
30,320
+1,031
+4% +$61.8K
SECT icon
187
Main Sector Rotation ETF
SECT
$2.91B
$1.68M 0.12%
39,914
+10,829
+37% +$470K
ICOW icon
188
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.84B
$1.68M 0.12%
56,077
+9,493
+20% +$290K
EMB icon
189
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.65M 0.12%
19,188
+14,780
+335% +$1.26M
ABT icon
190
Abbott
ABT
$192B
$1.65M 0.12%
17,047
+130
+0.8% +$13.7K
ASML icon
191
ASML
ASML
$717B
$1.64M 0.12%
2,785
+127
+5% +$84.3K
IJJ icon
192
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.06B
$1.62M 0.12%
16,088
+532
+3% +$56.9K
CARR icon
193
Carrier Global
CARR
$52.5B
$1.61M 0.12%
29,095
+16
+0.1% +$881
DBMF icon
194
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.2B
$1.6M 0.12%
55,339
-33,612
-38% -$935K
XSD icon
195
State Street SPDR S&P Semiconductor ETF
XSD
$2.9B
$1.58M 0.11%
8,474
-479
-5% -$101K
VONG icon
196
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$1.58M 0.11%
23,064
+2,837
+14% +$202K
CGDV icon
197
Capital Group Dividend Value ETF
CGDV
$39B
$1.56M 0.11%
58,818
+112
+0.2% +$3.06K
IYR icon
198
iShares US Real Estate ETF
IYR
$4.58B
$1.56M 0.11%
16,878
+1,313
+8% +$112K
PULS icon
199
PGIM Ultra Short Bond ETF
PULS
$18.4B
$1.55M 0.11%
31,310
+1,664
+6% +$82.1K
EQWL icon
200
Invesco S&P 100 Equal Weight ETF
EQWL
$2.8B
$1.55M 0.11%
19,669
-408
-2% -$33.5K
6 7
8
9 10

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.