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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIP icon
176
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$1.85M 0.14%
+39,500
New +$1.88M
KO icon
177
Coca-Cola
KO
$377B
$1.84M 0.14%
28,976
+33
+0.1% +$1.99K
XLF icon
178
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
$1.83M 0.14%
53,408
+1,884
+4% +$63.7K
SLYG icon
179
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$1.8M 0.13%
24,976
-331
-1% -$24.4K
NEAR icon
180
iShares Short Maturity Bond ETF
NEAR
$4.89B
$1.79M 0.13%
36,394
-2,487
-6% -$122K
PTY icon
181
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$1.79M 0.13%
+149,000
New +$1.86M
VEU icon
182
Vanguard FTSE All-World ex-US ETF
VEU
$70.7B
$1.78M 0.13%
35,558
+5,742
+19% +$279K
FYX icon
183
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
$1.78M 0.13%
22,719
+2,326
+11% +$185K
GDX icon
184
CALL
VanEck Gold Miners ETF
GDX
$26.8B
$1.78M 0.13%
+61,856
New +$1.65M
PRF icon
185
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$1.78M 0.13%
57,365
-45,935
-44% -$1.41M
EWZ icon
186
iShares MSCI Brazil ETF
EWZ
$8.57B
$1.77M 0.13%
+63,382
New +$1.94M
ILF icon
187
iShares Latin America 40 ETF
ILF
$3.71B
$1.76M 0.13%
+76,710
New +$1.91M
PTBD icon
188
Pacer Trendpilot US Bond ETF
PTBD
$86.3M
$1.75M 0.13%
86,978
+27,961
+47% +$566K
HYD icon
189
VanEck High Yield Muni ETF
HYD
$4.41B
$1.75M 0.13%
34,585
+2,008
+6% +$101K
NMZ icon
190
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$1.74M 0.13%
168,454
+8,348
+5% +$87.1K
EFV icon
191
iShares MSCI EAFE Value ETF
EFV
$30.1B
$1.74M 0.13%
37,946
+34,576
+1,026% +$1.5M
BLES icon
192
Inspire Global Hope ETF
BLES
$165M
$1.74M 0.13%
55,635
-361
-0.6% -$11K
CAT icon
193
Caterpillar
CAT
$396B
$1.72M 0.13%
7,177
+101
+1% +$22K
MA icon
194
Mastercard
MA
$493B
$1.72M 0.13%
4,935
+463
+10% +$152K
DVY icon
195
iShares Select Dividend ETF
DVY
$23.9B
$1.71M 0.13%
14,216
+93
+0.7% +$11K
LIT icon
196
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$1.7M 0.13%
29,058
+13,359
+85% +$893K
PWR icon
197
Quanta Services
PWR
$102B
$1.68M 0.13%
11,813
+6,050
+105% +$859K
PM icon
198
Philip Morris
PM
$294B
$1.68M 0.13%
16,593
-376
-2% -$35.5K
LLY icon
199
Eli Lilly
LLY
$1.08T
$1.66M 0.12%
4,542
-1,767
-28% -$627K
PFF icon
200
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.66M 0.12%
54,402
+45,747
+529% +$1.42M
6 7
8
9 10

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.