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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
176
Walmart Inc
WMT
$917B
$1.6M 0.13%
37,155
+270
+0.7% +$11.8K
KO icon
177
Coca-Cola
KO
$377B
$1.6M 0.13%
28,943
+506
+2% +$31.4K
UNH icon
178
UnitedHealth
UNH
$361B
$1.58M 0.13%
3,419
-178
-5% -$93.6K
GTO icon
179
Invesco Total Return Bond ETF
GTO
$2.48B
$1.57M 0.13%
34,326
+935
+3% +$45K
XLF icon
180
State Street Financial Select Sector SPDR ETF
XLF
$59B
$1.56M 0.13%
51,524
-3,442
-6% -$114K
PXF icon
181
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.97B
$1.55M 0.13%
36,842
+12,561
+52% +$493K
BLES icon
182
Inspire Global Hope ETF
BLES
$165M
$1.55M 0.13%
55,996
-1,338
-2% -$41.4K
XMMO icon
183
Invesco S&P MidCap Momentum ETF
XMMO
$7.63B
$1.54M 0.13%
22,053
-1,912
-8% -$146K
PWB icon
184
Invesco Large Cap Growth ETF
PWB
$2.46B
$1.52M 0.13%
26,740
+75
+0.3% +$4.71K
DVY icon
185
iShares Select Dividend ETF
DVY
$23.9B
$1.51M 0.12%
14,123
+3,424
+32% +$410K
GDX icon
186
VanEck Gold Miners ETF
GDX
$26.7B
$1.51M 0.12%
62,657
-48,522
-44% -$1.23M
FLOT icon
187
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.5M 0.12%
28,832
-6,609
-19% -$332K
VNQI icon
188
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$1.5M 0.12%
39,315
-531
-1% -$23K
ARI
189
Apollo Commercial Real Estate
ARI
$890M
$1.49M 0.12%
179,921
+24,013
+15% +$276K
IIPR icon
190
Innovative Industrial Properties
IIPR
$1.68B
$1.47M 0.12%
14,136
+12,071
+585% +$1.17M
VNLA icon
191
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$1.46M 0.12%
30,136
+8,885
+42% +$432K
FYX icon
192
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
$1.46M 0.12%
20,393
+6,940
+52% +$564K
JPM icon
193
JPMorgan Chase
JPM
$964B
$1.43M 0.12%
13,696
-5,166
-27% -$593K
EEM icon
194
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$1.43M 0.12%
40,921
-4,330
-10% -$169K
HYG icon
195
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.42M 0.12%
20,147
-13,746
-41% -$1.04M
PM icon
196
Philip Morris
PM
$295B
$1.41M 0.12%
16,969
+4,656
+38% +$444K
SPSB icon
197
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$1.39M 0.11%
+16,567
New +$492K
MMIT icon
198
IQ MacKay Municipal Intermediate ETF
MMIT
$1.48B
$1.39M 0.11%
59,226
-10,344
-15% -$252K
VWO icon
199
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.39M 0.11%
37,474
-11,244
-23% -$457K
LLY icon
200
Eli Lilly
LLY
$1.08T
$1.38M 0.11%
6,309
-1,434
-19% -$454K
6 7
8
9 10

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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.