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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSL icon
176
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$2.23M 0.14%
46,469
+9,820
+27% +$470K
MCD icon
177
McDonald's
MCD
$193B
$2.23M 0.14%
8,303
-155
-2% -$39.1K
NMZ icon
178
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$2.2M 0.14%
145,356
-643
-0.4% -$9.54K
INTC icon
179
Intel
INTC
$533B
$2.19M 0.14%
42,569
+1,730
+4% +$88.4K
TLT icon
180
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$2.19M 0.14%
16,501
+4,703
+40% +$693K
XLNX
181
DELISTED
Xilinx Inc
XLNX
$2.18M 0.14%
10,905
+7,177
+193% +$1.42M
FMHI icon
182
First Trust Municipal High Income ETF
FMHI
$1.01B
$2.14M 0.14%
37,837
+12,951
+52% +$724K
GOVT icon
183
iShares US Treasury Bond ETF
GOVT
$43.8B
$2.14M 0.13%
80,107
-8,960
-10% -$237K
XLB icon
184
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$2.14M 0.13%
47,160
+7,624
+19% +$329K
SPHQ icon
185
Invesco S&P 500 Quality ETF
SPHQ
$20B
$2.12M 0.13%
39,904
+2,903
+8% +$150K
XOP icon
186
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
$2.12M 0.13%
21,201
-18,726
-47% -$1.92M
FSLY icon
187
Fastly Inc
FSLY
$4.55B
$2.11M 0.13%
34,644
+8,708
+34% +$379K
VB icon
188
Vanguard Morningstar Small-Cap ETF
VB
$83B
$2.11M 0.13%
9,320
-357
-4% -$81.1K
GDX icon
189
VanEck Gold Miners ETF
GDX
$26.8B
$2.1M 0.13%
63,335
+5,477
+9% +$175K
RWR icon
190
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$2.1M 0.13%
17,196
+6,665
+63% +$768K
TEAM icon
191
Atlassian
TEAM
$39.5B
$2.1M 0.13%
5,510
+918
+20% +$369K
IBB icon
192
iShares Biotechnology ETF
IBB
$9.83B
$2.09M 0.13%
13,700
+3,819
+39% +$591K
FPEI icon
193
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$2.07M 0.13%
101,681
+40,263
+66% +$826K
POR icon
194
Portland General Electric
POR
$5.91B
$2.06M 0.13%
38,956
+1,176
+3% +$58.7K
XHE icon
195
State Street SPDR S&P Health Care Equipment ETF
XHE
$169M
$2.02M 0.13%
17,252
+746
+5% +$90.3K
BNDX icon
196
Vanguard Total International Bond ETF
BNDX
$83B
$2.01M 0.13%
36,408
+1,524
+4% +$86.6K
FXD icon
197
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$272M
$2M 0.13%
32,268
-67,067
-68% -$4.15M
SEEL
198
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$1.99M 0.13%
+6
New +$46.1K
SPTM icon
199
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$1.99M 0.13%
33,997
+9,322
+38% +$528K
VWO icon
200
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.99M 0.13%
40,080
-16,783
-30% -$846K
6 7
8
9 10

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.