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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
176
McDonald's
MCD
$193B
$2.04M 0.14%
8,458
-810
-9% -$193K
HDV
177
iShares Core High Dividend ETF
HDV
$15.1B
$2.02M 0.14%
107,145
+1,235
+1% +$23.9K
CAT icon
178
Caterpillar
CAT
$395B
$2.01M 0.14%
10,454
-6,995
-40% -$1.46M
PRF icon
179
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$1.99M 0.13%
62,935
+2,265
+4% +$73.2K
BNDX icon
180
Vanguard Total International Bond ETF
BNDX
$83B
$1.99M 0.13%
34,884
-272
-0.8% -$15.7K
SDVY icon
181
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$1.96M 0.13%
69,183
+19,415
+39% +$562K
NFLX icon
182
Netflix
NFLX
$321B
$1.94M 0.13%
31,850
-5,300
-14% -$292K
FEP icon
183
First Trust Europe AlphaDEX Fund
FEP
$533M
$1.94M 0.13%
46,366
+7,659
+20% +$334K
XMLV icon
184
Invesco S&P MidCap Low Volatility ETF
XMLV
$746M
$1.94M 0.13%
36,991
-26,007
-41% -$1.41M
SLY
185
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.94M 0.13%
20,434
-41,843
-67% -$3.99M
XSD icon
186
State Street SPDR S&P Semiconductor ETF
XSD
$2.91B
$1.92M 0.13%
9,689
+241
+3% +$47K
SCHF icon
187
Schwab International Equity ETF
SCHF
$69.4B
$1.92M 0.13%
99,058
+2,254
+2% +$44.8K
CIBR icon
188
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.9B
$1.91M 0.13%
39,243
+1,688
+4% +$83.5K
IGPT icon
189
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$1.91M 0.13%
39,795
+78
+0.2% +$4.04K
DHT icon
190
DHT Holdings
DHT
$3.1B
$1.91M 0.13%
291,682
-32,225
-10% -$187K
FPXI icon
191
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$306M
$1.9M 0.13%
29,667
+5,051
+21% +$340K
NWN icon
192
Northwest Natural Holdings
NWN
$2.13B
$1.89M 0.13%
41,082
+971
+2% +$49.6K
ADP icon
193
Automatic Data Processing
ADP
$108B
$1.87M 0.13%
9,357
+268
+3% +$55.2K
IDXX icon
194
Idexx Laboratories
IDXX
$44.3B
$1.84M 0.12%
+2,954
New +$1.98M
HYD icon
195
VanEck High Yield Muni ETF
HYD
$4.41B
$1.83M 0.12%
29,351
-12
-0% -$761
FDM icon
196
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
$1.83M 0.12%
30,564
+4,158
+16% +$249K
XLG icon
197
Invesco S&P 500 Top 50 ETF
XLG
$11B
$1.82M 0.12%
55,220
+47,050
+576% +$1.59M
ARKF icon
198
ARK Blockchain & Fintech Innovation ETF
ARKF
$775M
$1.81M 0.12%
36,792
+9,724
+36% +$508K
MA icon
199
Mastercard
MA
$494B
$1.8M 0.12%
5,176
-113
-2% -$41.1K
QCLN icon
200
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$635M
$1.8M 0.12%
28,725
+3,032
+12% +$199K
6 7
8
9 10

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.