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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLIX icon
176
ProShares Long Online/Short Stores ETF
CLIX
$6.24M
$1.99M 0.14%
23,731
-4,080
-15% -$379K
RQI icon
177
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$1.98M 0.14%
142,162
+104
+0.1% +$1.34K
CAT icon
178
Caterpillar
CAT
$396B
$1.98M 0.14%
9,952
-212
-2% -$43.9K
TDOC icon
179
Teladoc Health
TDOC
$1.25B
$1.97M 0.14%
10,843
-884
-8% -$205K
MMM icon
180
3M
MMM
$93.7B
$1.92M 0.14%
11,877
+1,141
+11% +$171K
PTMC icon
181
Pacer Trendpilot US Mid Cap ETF
PTMC
$407M
$1.91M 0.14%
54,779
-49
-0.1% -$1.67K
IHI icon
182
iShares US Medical Devices ETF
IHI
$3.47B
$1.9M 0.14%
34,572
-4,440
-11% -$246K
BABA icon
183
Alibaba
BABA
$292B
$1.9M 0.13%
8,355
+2,344
+39% +$576K
NMZ icon
184
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$1.87M 0.13%
129,423
-5,515
-4% -$79.2K
SCHF icon
185
Schwab International Equity ETF
SCHF
$69.4B
$1.86M 0.13%
99,174
-3,028
-3% -$56.5K
BNDX icon
186
Vanguard Total International Bond ETF
BNDX
$83B
$1.86M 0.13%
32,598
+11,607
+55% +$670K
NFLX icon
187
Netflix
NFLX
$321B
$1.86M 0.13%
35,650
-2,040
-5% -$108K
EEM icon
188
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$1.85M 0.13%
34,627
-4,328
-11% -$237K
FTSL icon
189
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$1.84M 0.13%
15,880
+4,887
+44% +$235K
PRF icon
190
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$1.84M 0.13%
60,650
+3,575
+6% +$103K
ADP icon
191
Automatic Data Processing
ADP
$108B
$1.83M 0.13%
9,693
-1,469
-13% -$255K
XLF icon
192
State Street Financial Select Sector SPDR ETF
XLF
$59.3B
$1.82M 0.13%
53,325
-6,244
-10% -$201K
MCHI icon
193
iShares MSCI China ETF
MCHI
$6.14B
$1.77M 0.13%
21,696
+3,066
+16% +$269K
XHE icon
194
State Street SPDR S&P Health Care Equipment ETF
XHE
$169M
$1.76M 0.12%
14,718
-48,698
-77% -$5.87M
FXR icon
195
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$769M
$1.76M 0.12%
+31,037
New +$1.66M
QTEC icon
196
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.9B
$1.75M 0.12%
12,122
-5,644
-32% -$812K
GOOG icon
197
Alphabet (Google) Class C
GOOG
$4.21T
$1.74M 0.12%
58,680
+42,620
+265% +$4.23M
IEP icon
198
Icahn Enterprises
IEP
$5.36B
$1.73M 0.12%
32,247
-472
-1% -$27.8K
ZM icon
199
Zoom
ZM
$31.2B
$1.73M 0.12%
5,370
-1,174
-18% -$432K
FISV
200
Fiserv Inc
FISV
$28.6B
$1.72M 0.12%
14,480
+59
+0.4% +$6.77K
6 7
8
9 10

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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.