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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
176
Vanguard Real Estate ETF
VNQ
$39B
$1.99M 0.14%
23,181
-5,009
-18% -$415K
ICLN icon
177
iShares Global Clean Energy ETF
ICLN
$2.11B
$1.98M 0.14%
70,175
+24,401
+53% +$549K
ADP icon
178
Automatic Data Processing
ADP
$107B
$1.97M 0.13%
11,162
+2
+0% +$328
GOVI icon
179
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$1.96M 0.13%
51,293
+17,480
+52% +$675K
NMZ icon
180
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$1.95M 0.13%
134,938
-9,363
-6% -$128K
ARI
181
Apollo Commercial Real Estate
ARI
$890M
$1.92M 0.13%
171,447
-145
-0.1% -$1.49K
SCHF icon
182
Schwab International Equity ETF
SCHF
$69.3B
$1.9M 0.13%
102,202
-37,676
-27% -$635K
XOM icon
183
ExxonMobil
XOM
$655B
$1.9M 0.13%
45,487
-7,079
-13% -$265K
IBB icon
184
iShares Biotechnology ETF
IBB
$9.82B
$1.89M 0.13%
12,545
-1,867
-13% -$267K
SCHB icon
185
Schwab US Broad Market ETF
SCHB
$45.1B
$1.88M 0.13%
123,744
+13,020
+12% +$185K
VEU icon
186
Vanguard FTSE All-World ex-US ETF
VEU
$70.6B
$1.86M 0.13%
31,919
-24,465
-43% -$1.33M
SLYG icon
187
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.22B
$1.86M 0.13%
24,339
+7,403
+44% +$505K
CAT icon
188
Caterpillar
CAT
$395B
$1.85M 0.13%
10,164
+3,401
+50% +$577K
MRNA icon
189
Moderna
MRNA
$25.5B
$1.84M 0.13%
+5,050
New +$511K
GSY icon
190
Invesco Ultra Short Duration ETF
GSY
$3.88B
$1.8M 0.12%
35,633
+24,470
+219% +$1.24M
FAN icon
191
First Trust Global Wind Energy ETF
FAN
$285M
$1.79M 0.12%
76,096
+34,327
+82% +$688K
HYD icon
192
VanEck High Yield Muni ETF
HYD
$4.41B
$1.79M 0.12%
29,031
-1,793
-6% -$108K
PTMC icon
193
Pacer Trendpilot US Mid Cap ETF
PTMC
$406M
$1.79M 0.12%
54,828
-14,606
-21% -$449K
PEP icon
194
PepsiCo
PEP
$191B
$1.78M 0.12%
12,006
+2,821
+31% +$401K
FSLY icon
195
Fastly Inc
FSLY
$4.55B
$1.77M 0.12%
+16,896
New +$1.49M
RQI icon
196
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$1.76M 0.12%
142,058
-10,902
-7% -$127K
LIT icon
197
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$1.74M 0.12%
+28,148
New +$1.4M
IWC icon
198
iShares Micro-Cap ETF
IWC
$1.51B
$1.73M 0.12%
+11,075
New +$1.17M
ITA icon
199
iShares US Aerospace & Defense ETF
ITA
$14.8B
$1.72M 0.12%
19,888
+5,704
+40% +$502K
XLB icon
200
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$1.7M 0.12%
56,354
+19,632
+53% +$672K
6 7
8
9 10

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.