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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
176
CALL
Fiserv Inc
FISV
$28.1B
$1.5M 0.13%
14,595
-147
-1% -$14.6K
PYPL icon
177
PayPal
PYPL
$51B
$1.48M 0.13%
7,531
+302
+4% +$56.9K
AXON
178
Axon Enterprise
AXON
$48.6B
$1.47M 0.13%
16,225
+2,453
+18% +$213K
SCHB icon
179
Schwab US Broad Market ETF
SCHB
$45.1B
$1.47M 0.13%
110,724
-582
-0.5% -$7.65K
FXZ icon
180
First Trust Materials AlphaDEX Fund
FXZ
$386M
$1.46M 0.12%
+38,781
New +$1.45M
IBDM
181
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.45M 0.12%
57,881
-943
-2% -$23.7K
XLI icon
182
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$1.45M 0.12%
18,766
+4,358
+30% +$326K
MCHI icon
183
iShares MSCI China ETF
MCHI
$6.14B
$1.43M 0.12%
19,270
-663
-3% -$48.6K
FLOT icon
184
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.42M 0.12%
28,061
-269
-0.9% -$13.6K
SHYG icon
185
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$1.42M 0.12%
32,312
-640
-2% -$28.1K
TIP icon
186
iShares TIPS Bond ETF
TIP
$14.8B
$1.42M 0.12%
11,220
-4,026
-26% -$506K
SPSB icon
187
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$1.41M 0.12%
45,000
+263
+0.6% +$8.25K
XLE icon
188
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$1.41M 0.12%
94,288
+24,532
+35% +$436K
NOC icon
189
Northrop Grumman
NOC
$81.3B
$1.41M 0.12%
4,462
-11
-0.2% -$3.59K
IEF icon
190
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$1.4M 0.12%
11,500
-21,328
-65% -$2.6M
MDIV icon
191
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$1.38M 0.12%
+102,812
New +$1.43M
FEP icon
192
First Trust Europe AlphaDEX Fund
FEP
$533M
$1.36M 0.12%
41,027
-2,956
-7% -$98.1K
VTEB icon
193
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$1.36M 0.12%
24,954
+568
+2% +$31K
PRF icon
194
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$1.35M 0.12%
59,300
-5,945
-9% -$136K
GOVI icon
195
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$1.33M 0.11%
33,813
+1,660
+5% +$65.7K
VIDI icon
196
Vident International Equity Strategy
VIDI
$449M
$1.33M 0.11%
63,597
-35,453
-36% -$754K
TWLO icon
197
Twilio
TWLO
$38.7B
$1.32M 0.11%
5,360
-146
-3% -$36K
WMT icon
198
Walmart Inc
WMT
$917B
$1.32M 0.11%
28,260
-4,944
-15% -$220K
BABA icon
199
Alibaba
BABA
$292B
$1.31M 0.11%
4,459
-91
-2% -$24K
ESGU icon
200
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$1.3M 0.11%
17,054
-5,997
-26% -$452K
6 7
8
9 10

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.