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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+19.03%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$354M
Cap. Flow
+$192M
Cap. Flow %
18.18%
Top 10 Hldgs %
19.93%
Holding
646
New
168
Increased
253
Reduced
160
Closed
39

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12.5M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.6M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$10.4M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$7.69M
5
SLV icon
iShares Silver Trust
SLV
+$4.53M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$16.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
3
AMZN icon
Amazon
AMZN
+$12.9M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.2M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.95M

Sector Composition

Rank Sector Weight
1 Technology 9.43%
2 Consumer Discretionary 2.61%
3 Healthcare 2.43%
4 Industrials 2.36%
5 Communication Services 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITB icon
176
iShares US Home Construction ETF
ITB
$2.37B
$1.54M 0.15%
+54,751
New +$2.1M
SPYM
177
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$1.52M 0.14%
+41,933
New +$1.44M
UNP icon
178
Union Pacific
UNP
$178B
$1.52M 0.14%
8,963
+563
+7% +$90.2K
MA icon
179
Mastercard
MA
$493B
$1.51M 0.14%
5,121
+778
+18% +$219K
IJS icon
180
iShares S&P Small-Cap 600 Value ETF
IJS
$8.4B
$1.5M 0.14%
23,906
+4,724
+25% +$265K
JNK icon
181
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$1.49M 0.14%
+14,811
New +$1.48M
HDV
182
iShares Core High Dividend ETF
HDV
$15.1B
$1.48M 0.14%
91,325
+1,220
+1% +$19.7K
IBDM
183
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.48M 0.14%
58,824
+9,102
+18% +$228K
RDIV icon
184
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$1.47M 0.14%
53,408
-22,370
-30% -$591K
ITOT icon
185
iShares Core S&P Total US Stock Market ETF
ITOT
$98.4B
$1.46M 0.14%
20,857
-19,463
-48% -$1.27M
IUSV icon
186
iShares Core S&P US Value ETF
IUSV
$27.9B
$1.45M 0.14%
27,641
-3,282
-11% -$168K
IBM icon
187
IBM
IBM
$221B
$1.44M 0.14%
12,452
+1,812
+17% +$210K
SHYG icon
188
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$1.41M 0.13%
32,952
+5,357
+19% +$226K
PRF icon
189
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$1.41M 0.13%
65,245
-2,200
-3% -$45.8K
SPSB icon
190
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$1.4M 0.13%
44,737
+19,405
+77% +$602K
QCOM icon
191
Qualcomm
QCOM
$174B
$1.38M 0.13%
9,694
+1,083
+13% +$86.9K
NOC icon
192
Northrop Grumman
NOC
$81.6B
$1.38M 0.13%
4,473
-11
-0.2% -$3.61K
SCHB icon
193
Schwab US Broad Market ETF
SCHB
$45.1B
$1.36M 0.13%
111,306
-35,592
-24% -$410K
AXON
194
Axon Enterprise
AXON
$49B
$1.35M 0.13%
13,772
-318
-2% -$25.7K
FNY icon
195
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$605M
$1.34M 0.13%
28,094
+2,844
+11% +$124K
SCHV
196
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$1.34M 0.13%
80,223
-8,817
-10% -$144K
FEP icon
197
First Trust Europe AlphaDEX Fund
FEP
$534M
$1.34M 0.13%
43,983
+1,082
+3% +$31K
WMT icon
198
Walmart Inc
WMT
$916B
$1.33M 0.13%
33,204
+7,287
+28% +$300K
XLE icon
199
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$1.32M 0.13%
69,756
-652
-0.9% -$12.1K
VTEB icon
200
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$1.32M 0.13%
24,386
+294
+1% +$15.7K
6 7
8
9 10

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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, Financial Advocates Investment Management held 646 positions worth $1.06B, up 51% from $701M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $192M of net new capital in Q2 2020, opening 168 new positions and adding to 253 existing holdings. Its largest new stake was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $3.95M trimmed.

  • Financial Advocates Investment Management's largest Q2 2020 buy was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.
  • Financial Advocates Investment Management added most to Vanguard Short-Term Treasury ETF in Q2 2020, an estimated $12.5M increase.
  • Financial Advocates Investment Management's biggest Q2 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $3.95M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q2 2020, selling an estimated $16.3M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.06B portfolio in Q2 2020.
  • Financial Advocates Investment Management opened 168 new positions and closed 39 in Q2 2020.
  • Financial Advocates Investment Management's portfolio value rose 51% quarter-over-quarter to $1.06B.

Based on Financial Advocates Investment Management's 13F filing for Q2 2020, filed 14 Aug 2020.