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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
176
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$1.03M 0.13%
12,265
+61
+0.5% +$5.02K
IBDO
177
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.02M 0.13%
40,747
-2,002
-5% -$49.2K
FPE icon
178
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$1.02M 0.13%
53,288
-296
-0.6% -$5.54K
IBDM
179
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.01M 0.13%
40,936
-1,991
-5% -$48.8K
SPY icon
180
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$813B
$1.01M 0.13%
+608
New +$165K
IWB icon
181
iShares Russell 1000 ETF
IWB
$50.3B
$1M 0.13%
+6,390
New +$966K
CAT icon
182
Caterpillar
CAT
$394B
$1M 0.12%
7,402
+416
+6% +$55.3K
GSIE icon
183
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.15B
$984K 0.12%
35,084
-340
-1% -$9.3K
OEF icon
184
iShares S&P 100 ETF
OEF
$20.5B
$977K 0.12%
7,801
-3,769
-33% -$454K
WFC icon
185
Wells Fargo
WFC
$266B
$969K 0.12%
20,040
-1,841
-8% -$90.5K
D icon
186
Dominion Energy
D
$60.2B
$962K 0.12%
12,546
+1,465
+13% +$107K
RDIV icon
187
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$960K 0.12%
25,325
+16,920
+201% +$623K
REGL icon
188
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$957K 0.12%
16,994
-725
-4% -$40.2K
HDG icon
189
ProShares Hedge Replication ETF
HDG
$22.3M
$948K 0.12%
21,108
-87
-0.4% -$3.88K
IHF icon
190
iShares US Healthcare Providers ETF
IHF
$1.26B
$942K 0.12%
28,040
+635
+2% +$22.1K
XLP icon
191
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$936K 0.12%
16,685
+491
+3% +$26.3K
HEFA icon
192
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.8B
$920K 0.11%
31,856
-781
-2% -$21.7K
IUSG icon
193
iShares Core S&P US Growth ETF
IUSG
$33.9B
$914K 0.11%
15,140
+2,161
+17% +$124K
AMGN icon
194
Amgen
AMGN
$227B
$911K 0.11%
4,797
+286
+6% +$54.6K
WMT icon
195
Walmart Inc
WMT
$918B
$907K 0.11%
27,903
+681
+3% +$22.1K
IGHG icon
196
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$902K 0.11%
12,169
-127
-1% -$9.3K
PKW icon
197
Invesco BuyBack Achievers ETF
PKW
$1.78B
$876K 0.11%
14,697
-769
-5% -$44.4K
BNDX icon
198
Vanguard Total International Bond ETF
BNDX
$83B
$841K 0.1%
+15,073
New +$827K
IJJ icon
199
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.04B
$840K 0.1%
10,704
-158
-1% -$12.2K
DVY icon
200
iShares Select Dividend ETF
DVY
$23.9B
$838K 0.1%
8,539
+218
+3% +$20.9K
6 7
8
9 10

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.