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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDG icon
176
ProShares Hedge Replication ETF
HDG
$22.3M
$913K 0.12%
21,195
+619
+3% +$27.3K
NTG
177
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$913K 0.12%
7,454
+290
+4% +$40.9K
IHF icon
178
iShares US Healthcare Providers ETF
IHF
$1.26B
$905K 0.12%
+27,405
New +$1.04M
IGSB icon
179
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$903K 0.12%
17,500
-18,632
-52% -$961K
BABA icon
180
Alibaba
BABA
$293B
$898K 0.12%
6,551
-657
-9% -$97.1K
GSIE icon
181
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.15B
$898K 0.12%
35,424
+2,056
+6% +$55.5K
ICF icon
182
iShares Select U.S. REIT ETF
ICF
$2.11B
$898K 0.12%
18,776
– –
CAT icon
183
Caterpillar
CAT
$394B
$888K 0.12%
6,986
+558
+9% +$72.6K
ABBV icon
184
AbbVie
ABBV
$443B
$880K 0.12%
9,543
+80
+0.8% +$7.04K
AMGN icon
185
Amgen
AMGN
$226B
$878K 0.12%
4,511
-2,171
-32% -$424K
IGHG icon
186
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$875K 0.12%
12,296
+25
+0.2% +$1.84K
PWS icon
187
Pacer WealthShield ETF
PWS
$25.1M
$871K 0.12%
36,089
-12,764
-26% -$313K
IAU icon
188
iShares Gold Trust
IAU
$64.8B
$850K 0.12%
34,592
+11,304
+49% +$266K
IWF icon
189
iShares Russell 1000 Growth ETF
IWF
$129B
$845K 0.12%
25,804
+7,144
+38% +$252K
WMT icon
190
Walmart Inc
WMT
$917B
$845K 0.12%
27,222
+48
+0.2% +$1.54K
HEFA icon
191
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.8B
$842K 0.11%
32,637
-4,751
-13% -$132K
XLP icon
192
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$822K 0.11%
16,194
+4,195
+35% +$228K
MA icon
193
Mastercard
MA
$489B
$815K 0.11%
4,319
-1,381
-24% -$274K
NVDA icon
194
NVIDIA
NVDA
$5.44T
$807K 0.11%
241,760
+45,880
+23% +$219K
PKW icon
195
Invesco BuyBack Achievers ETF
PKW
$1.78B
$807K 0.11%
15,466
-511
-3% -$29.2K
D icon
196
Dominion Energy
D
$60.1B
$792K 0.11%
11,081
+352
+3% +$25.7K
SLYG icon
197
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.22B
$770K 0.11%
14,281
-827
-5% -$49.3K
WTFC icon
198
Wintrust Financial
WTFC
$10.9B
$765K 0.1%
11,512
-646
-5% -$49.1K
IJJ icon
199
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.04B
$751K 0.1%
10,862
+7,376
+212% +$564K
ITOT icon
200
iShares Core S&P Total US Stock Market ETF
ITOT
$98.3B
$746K 0.1%
13,132
-3,384
-20% -$208K
6 7
8
9 10

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.