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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIP icon
176
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$1.12M 0.12%
41,038
+3,350
+9% +$92.1K
ITOT icon
177
iShares Core S&P Total US Stock Market ETF
ITOT
$98.2B
$1.1M 0.12%
16,516
+937
+6% +$61.4K
SCHE icon
178
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.09M 0.12%
42,463
+2,536
+6% +$65.7K
IQ icon
179
iQIYI
IQ
$1.27B
$1.09M 0.12%
40,320
+5,325
+15% +$159K
BIZD icon
180
VanEck BDC Income ETF
BIZD
$1.7B
$1.09M 0.12%
63,709
+10,630
+20% +$181K
COP icon
181
ConocoPhillips
COP
$151B
$1.04M 0.12%
13,464
+338
+3% +$24.4K
WTFC icon
182
Wintrust Financial
WTFC
$10.9B
$1.03M 0.12%
12,158
+916
+8% +$81.5K
REGL icon
183
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$1.03M 0.11%
18,054
+2,121
+13% +$120K
BCX icon
184
BlackRock Resources & Commodities Strategy Trust
BCX
$962M
$1.02M 0.11%
112,484
-3,900
-3% -$35K
PSX icon
185
Phillips 66
PSX
$91.3B
$1.02M 0.11%
9,053
+189
+2% +$21.8K
SLYG icon
186
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.22B
$1.02M 0.11%
15,108
-75
-0.5% -$5.04K
FPE icon
187
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$1M 0.11%
52,558
+589
+1% +$11.3K
GSIE icon
188
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.15B
$986K 0.11%
33,368
– –
CAT icon
189
Caterpillar
CAT
$394B
$980K 0.11%
6,428
+49
+0.8% +$6.93K
IDV icon
190
iShares International Select Dividend ETF
IDV
$8.53B
$980K 0.11%
30,035
+354
+1% +$11.6K
PFF icon
191
iShares Preferred and Income Securities ETF
PFF
$13.3B
$980K 0.11%
26,398
-5,215
-16% -$196K
PKW icon
192
Invesco BuyBack Achievers ETF
PKW
$1.78B
$974K 0.11%
15,977
+280
+2% +$16.7K
NOC icon
193
Northrop Grumman
NOC
$81.6B
$953K 0.11%
3,005
+453
+18% +$138K
BIV icon
194
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$948K 0.11%
11,781
+798
+7% +$64.5K
QCOM icon
195
Qualcomm
QCOM
$173B
$942K 0.11%
13,079
+4,764
+57% +$314K
ICF icon
196
iShares Select U.S. REIT ETF
ICF
$2.11B
$940K 0.11%
18,776
-554
-3% -$28.1K
HDG icon
197
ProShares Hedge Replication ETF
HDG
$22.3M
$935K 0.1%
20,576
-227
-1% -$10.3K
DVY icon
198
iShares Select Dividend ETF
DVY
$23.9B
$930K 0.1%
9,318
-516
-5% -$51.7K
IGHG icon
199
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$930K 0.1%
12,271
+22
+0.2% +$1.65K
USB icon
200
US Bancorp
USB
$101B
$925K 0.1%
17,519
+286
+2% +$15.2K
6 7
8
9 10

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KAH
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.