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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$769M
AUM Growth
+$36.3M
Cap. Flow
+$42.6M
Cap. Flow %
5.54%
Top 10 Hldgs %
21.89%
Holding
563
New
64
Increased
255
Reduced
143
Closed
80

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$3.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.42M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.3M
4
BA icon
Boeing
BA
+$2.2M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.88M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$4.2M
2
SBUX icon
Starbucks
SBUX
+$3.52M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.79M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.61M
5
META icon
Meta Platforms (Facebook)
META
+$2.07M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Energy 3.3%
3 Financials 3.22%
4 Industrials 3.14%
5 Consumer Discretionary 2.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
176
Mastercard
MA
$490B
$920K 0.12%
5,249
+361
+7% +$61.7K
CSQ icon
177
Calamos Strategic Total Return Fund
CSQ
$3.37B
$913K 0.12%
77,208
-1,835
-2% -$22.4K
PM icon
178
Philip Morris
PM
$296B
$913K 0.12%
9,181
+1,446
+19% +$151K
HISF icon
179
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$99.2M
$912K 0.12%
18,567
-3,955
-18% -$199K
MLPX icon
180
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$912K 0.12%
25,829
-951
-4% -$37.4K
RVT icon
181
Royce Value Trust
RVT
$2.31B
$908K 0.12%
58,330
+1,052
+2% +$17K
RDS.B
182
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$907K 0.12%
13,837
-1,484
-10% -$99.9K
BIV icon
183
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$906K 0.12%
11,083
-2,761
-20% -$227K
PKW icon
184
Invesco BuyBack Achievers ETF
PKW
$1.78B
$894K 0.12%
15,697
– –
ITOT icon
185
iShares Core S&P Total US Stock Market ETF
ITOT
$98.2B
$893K 0.12%
14,762
+1,943
+15% +$121K
MU icon
186
Micron Technology
MU
$1.08T
$890K 0.12%
21,534
+10,267
+91% +$491K
CAT icon
187
Caterpillar
CAT
$394B
$885K 0.12%
6,005
+1,057
+21% +$167K
SLYG icon
188
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.22B
$871K 0.11%
14,980
+216
+1% +$12.6K
USB icon
189
US Bancorp
USB
$101B
$864K 0.11%
17,112
+4,263
+33% +$233K
PEP icon
190
PepsiCo
PEP
$191B
$863K 0.11%
7,908
-330
-4% -$37.5K
IUSG icon
191
iShares Core S&P US Growth ETF
IUSG
$33.9B
$862K 0.11%
15,781
+4,185
+36% +$235K
REGL icon
192
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$853K 0.11%
16,094
-591
-4% -$31.7K
RDVY icon
193
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$844K 0.11%
28,415
-14,688
-34% -$449K
ABBV icon
194
AbbVie
ABBV
$443B
$842K 0.11%
8,899
+2,967
+50% +$326K
ADBE icon
195
Adobe
ADBE
$102B
$831K 0.11%
3,848
+2,315
+151% +$471K
NGL icon
196
NGL Energy Partners
NGL
$2.15B
$827K 0.11%
75,174
– –
BIZD icon
197
VanEck BDC Income ETF
BIZD
$1.7B
$822K 0.11%
50,584
+29,359
+138% +$478K
IGHG icon
198
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$820K 0.11%
10,761
-1,003
-9% -$77.6K
AWP
199
abrdn Global Premier Properties Fund
AWP
$364M
$818K 0.11%
43,710
-21,166
-33% -$411K
WMT icon
200
Walmart Inc
WMT
$918B
$803K 0.1%
27,090
+12,294
+83% +$395K
6 7
8
9 10

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Financial Advocates Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Financial Advocates Investment Management held 563 positions worth $769M, up 4.9% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $42.6M of net new capital in Q1 2018, opening 64 new positions and adding to 255 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.1% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares US Real Estate ETF, an estimated $2.79M trimmed.

  • Financial Advocates Investment Management's largest Q1 2018 buy was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2018, an estimated $2.42M increase.
  • Financial Advocates Investment Management's biggest Q1 2018 reduction was iShares US Real Estate ETF, cutting an estimated $2.79M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q1 2018, selling an estimated $4.2M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $769M portfolio in Q1 2018.
  • Financial Advocates Investment Management opened 64 new positions and closed 80 in Q1 2018.
  • Financial Advocates Investment Management's portfolio value rose 4.9% quarter-over-quarter to $769M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2018, filed 11 May 2018.