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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
–
Cap. Flow
+$719M
Cap. Flow %
98.1%
Top 10 Hldgs %
22.29%
Holding
499
New
499
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$28.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$20.2M
3
BND icon
Vanguard Total Bond Market
BND
+$16.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 5.1%
2 Energy 3.49%
3 Financials 3.17%
4 Consumer Discretionary 2.91%
5 Communication Services 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGHG icon
176
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$906K 0.12%
+11,764
New +$905K
KBE icon
177
State Street SPDR S&P Bank ETF
KBE
$1.75B
$886K 0.12%
+18,707
New +$861K
COP icon
178
ConocoPhillips
COP
$152B
$885K 0.12%
+16,127
New +$829K
EMB icon
179
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$875K 0.12%
+7,535
New +$871K
RWR icon
180
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$869K 0.12%
+9,272
New +$867K
FSK icon
181
FS KKR Capital
FSK
$3.42B
$858K 0.12%
+29,173
New +$938K
NVDA icon
182
NVIDIA
NVDA
$5.47T
$853K 0.12%
+176,360
New +$876K
UNP icon
183
Union Pacific
UNP
$176B
$850K 0.12%
+6,335
New +$764K
AGGP
184
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$846K 0.12%
+42,415
New +$850K
RFDI icon
185
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$844K 0.12%
+13,168
New +$838K
SLYG icon
186
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.25B
$839K 0.11%
+14,764
New +$852K
SPIP icon
187
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$835K 0.11%
+29,700
New +$838K
ICF icon
188
iShares Select U.S. REIT ETF
ICF
$2.11B
$832K 0.11%
+16,422
New +$835K
F icon
189
Ford
F
$55.3B
$829K 0.11%
+66,359
New +$817K
ANDV
190
DELISTED
Andeavor
ANDV
$829K 0.11%
+7,254
New +$780K
VMBS icon
191
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$824K 0.11%
+15,720
New +$827K
HYD icon
192
VanEck High Yield Muni ETF
HYD
$4.41B
$819K 0.11%
+13,127
New +$819K
PM icon
193
Philip Morris
PM
$296B
$817K 0.11%
+7,735
New +$824K
LRGF icon
194
iShares US Equity Factor ETF
LRGF
$3.73B
$807K 0.11%
+25,395
New +$792K
PZA icon
195
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.28B
$804K 0.11%
+31,133
New +$798K
ITOT icon
196
iShares Core S&P Total US Stock Market ETF
ITOT
$98.4B
$784K 0.11%
+12,819
New +$764K
CAT icon
197
Caterpillar
CAT
$392B
$780K 0.11%
+4,948
New +$686K
BABA icon
198
Alibaba
BABA
$295B
$772K 0.11%
+4,480
New +$803K
HDG icon
199
ProShares Hedge Replication ETF
HDG
$22.3M
$765K 0.1%
+16,873
New +$761K
IGIB icon
200
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$765K 0.1%
+14,010
New +$768K
6 7
8
9 10

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2017 Portfolio in Review

Q4 2017 is the first quarter with a 13F filing on record for Financial Advocates Investment Management, which disclosed 499 positions worth $733M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Invesco QQQ Trust: 184,494 shares worth $28.7M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, followed by Energy and Financials.

  • Financial Advocates Investment Management's largest Q4 2017 buy was Invesco QQQ Trust: 184,494 shares worth $28.7M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2017.
  • Financial Advocates Investment Management disclosed 499 positions in Q4 2017, its first 13F filing on record.

Based on Financial Advocates Investment Management's 13F filing for Q4 2017, filed 15 Feb 2018.