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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOM icon
151
iShares Core Moderate Allocation ETF
AOM
$1.78B
$2.36M 0.15%
56,655
-40,124
-41% -$1.59M
TOTL icon
152
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$2.35M 0.15%
58,484
-11,784
-17% -$457K
IAU icon
153
iShares Gold Trust
IAU
$64.6B
$2.26M 0.15%
57,998
+14,222
+32% +$532K
FLOT icon
154
iShares Floating Rate Bond ETF
FLOT
$10.5B
$2.26M 0.15%
34,744
+21,973
+172% +$1.11M
AMD icon
155
Advanced Micro Devices
AMD
$801B
$2.25M 0.15%
15,276
+628
+4% +$74K
MA icon
156
Mastercard
MA
$493B
$2.25M 0.15%
5,269
+104
+2% +$41.8K
ITA icon
157
iShares US Aerospace & Defense ETF
ITA
$14.9B
$2.24M 0.15%
17,156
-97,293
-85% -$11.2M
SPEM icon
158
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$2.23M 0.15%
62,631
+1,099
+2% +$37.4K
VOT icon
159
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.2B
$2.23M 0.15%
10,407
-8,169
-44% -$1.63M
PULS icon
160
PGIM Ultra Short Bond ETF
PULS
$18.4B
$2.22M 0.15%
44,931
+13,621
+44% +$673K
EMB icon
161
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.2M 0.14%
33,305
+14,117
+74% +$1.19M
NKE icon
162
Nike
NKE
$60.9B
$2.2M 0.14%
20,275
-603
-3% -$64.8K
TMO icon
163
Thermo Fisher Scientific
TMO
$220B
$2.18M 0.14%
4,107
+204
+5% +$98.7K
IYLD icon
164
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$2.16M 0.14%
+14,116
New +$270K
EWX icon
165
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$703M
$2.14M 0.14%
38,178
-1,168
-3% -$63.2K
AVGO icon
166
Broadcom
AVGO
$2T
$2.13M 0.14%
19,070
+1,180
+7% +$112K
PXF icon
167
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.98B
$2.13M 0.14%
44,674
-6,295
-12% -$280K
GTO icon
168
Invesco Total Return Bond ETF
GTO
$2.48B
$2.12M 0.14%
44,803
-7,316
-14% -$331K
SCHV
169
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$2.1M 0.14%
87,834
-186
-0.2% -$4.07K
PEP icon
170
PepsiCo
PEP
$191B
$2.07M 0.14%
12,203
-1,912
-14% -$317K
BLES icon
171
Inspire Global Hope ETF
BLES
$165M
$2.06M 0.13%
57,733
+635
+1% +$20.8K
ICOW icon
172
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.84B
$2.03M 0.13%
64,932
+8,855
+16% +$264K
DVY icon
173
iShares Select Dividend ETF
DVY
$23.9B
$2.03M 0.13%
17,278
-1,295
-7% -$142K
DFAS icon
174
Dimensional US Small Cap ETF
DFAS
$15.9B
$2.02M 0.13%
33,940
-77,846
-70% -$4.17M
SHY icon
175
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$2.02M 0.13%
24,629
-29,457
-54% -$2.39M
5 6
7
8 9

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.