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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJT icon
151
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.44B
$2.16M 0.16%
19,735
-56
-0.3% -$6.46K
TIP icon
152
iShares TIPS Bond ETF
TIP
$14.8B
$2.14M 0.15%
20,119
-2,734
-12% -$289K
NVO
153
Novo Nordisk
NVO
$202B
$2.12M 0.15%
23,343
+5,815
+33% +$512K
IWF icon
154
iShares Russell 1000 Growth ETF
IWF
$129B
$2.12M 0.15%
32,260
-376
-1% -$26K
EWX icon
155
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$704M
$2.1M 0.15%
39,346
-4,842
-11% -$260K
SPEM icon
156
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$2.08M 0.15%
61,532
+6,120
+11% +$212K
LVHI icon
157
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.58B
$2.07M 0.15%
76,096
+7
+0% +$191
QQQM icon
158
Invesco NASDAQ 100 ETF
QQQM
$104B
$2.06M 0.15%
13,984
+3,954
+39% +$603K
MA icon
159
Mastercard
MA
$491B
$2.04M 0.15%
5,165
+44
+0.9% +$17.7K
EFA icon
160
iShares MSCI EAFE ETF
EFA
$80.4B
$2.03M 0.15%
35,158
+18,281
+108% +$1.31M
DVY icon
161
iShares Select Dividend ETF
DVY
$23.9B
$2M 0.14%
18,573
-1,939
-9% -$221K
NKE icon
162
Nike
NKE
$60.8B
$2M 0.14%
20,878
+692
+3% +$71.2K
VBR icon
163
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$1.98M 0.14%
12,361
-729
-6% -$122K
EXI icon
164
iShares Global Industrials ETF
EXI
$1.49B
$1.98M 0.14%
+14,178
New +$1.69M
TMO icon
165
Thermo Fisher Scientific
TMO
$223B
$1.98M 0.14%
3,903
+14
+0.4% +$7.46K
DIS icon
166
Walt Disney
DIS
$180B
$1.94M 0.14%
23,885
-1,842
-7% -$157K
IYH icon
167
iShares US Healthcare ETF
IYH
$3.78B
$1.92M 0.14%
+193,930
New +$10.8M
SCHV
168
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$1.92M 0.14%
88,020
+8,655
+11% +$194K
FDN icon
169
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
$1.91M 0.14%
11,976
-141
-1% -$23.4K
WMT icon
170
Walmart Inc
WMT
$920B
$1.89M 0.14%
35,418
+651
+2% +$34.6K
INTC icon
171
Intel
INTC
$532B
$1.88M 0.14%
53,006
-1,563
-3% -$54.4K
PRF icon
172
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$1.87M 0.13%
58,729
+39
+0.1% +$1.29K
TSLX icon
173
Sixth Street Specialty
TSLX
$1.8B
$1.84M 0.13%
89,780
+46,205
+106% +$922K
MINT icon
174
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$1.83M 0.13%
18,256
-8,242
-31% -$822K
BLES icon
175
Inspire Global Hope ETF
BLES
$165M
$1.82M 0.13%
57,098
-117
-0.2% -$3.91K
5 6
7
8 9

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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.