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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDVY icon
151
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$2.2M 0.16%
84,533
+3,260
+4% +$84.6K
T icon
152
AT&T
T
$166B
$2.2M 0.16%
119,304
+18,788
+19% +$336K
STIP icon
153
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$2.17M 0.16%
22,406
-520
-2% -$50.5K
SRLN icon
154
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
$2.14M 0.16%
52,400
+3,432
+7% +$141K
PTMC icon
155
Pacer Trendpilot US Mid Cap ETF
PTMC
$407M
$2.14M 0.16%
68,420
+578
+0.9% +$18.6K
TOTL icon
156
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$2.1M 0.16%
52,479
+3,580
+7% +$143K
FDN icon
157
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.4B
$2.05M 0.15%
16,668
-4,036
-19% -$513K
VNQ icon
158
Vanguard Real Estate ETF
VNQ
$39B
$2.04M 0.15%
24,733
+3,558
+17% +$295K
EWJ icon
159
iShares MSCI Japan ETF
EWJ
$23.3B
$2.03M 0.15%
+37,337
New +$1.97M
NKE icon
160
PUT
Nike
NKE
$60.8B
$2.02M 0.15%
+17,251
New +$1.74M
SJNK icon
161
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.81B
$2M 0.15%
48,084
+31,844
+196% +$774K
FITE
162
State Street SPDR S&P Kensho Future Security ETF
FITE
$159M
$2M 0.15%
46,546
-806
-2% -$35.2K
VWO icon
163
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.99M 0.15%
51,000
+13,526
+36% +$516K
EWX icon
164
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$704M
$1.99M 0.15%
40,607
+24,672
+155% +$1.18M
GOOGL icon
165
Alphabet (Google) Class A
GOOGL
$4.24T
$1.95M 0.15%
22,156
+3,503
+19% +$333K
LVHI icon
166
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.58B
$1.95M 0.15%
+76,402
New +$1.96M
AOD
167
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$1.93M 0.14%
247,569
-971
-0.4% -$7.51K
GTO icon
168
Invesco Total Return Bond ETF
GTO
$2.48B
$1.91M 0.14%
41,007
+6,681
+19% +$307K
ABT icon
169
Abbott
ABT
$193B
$1.9M 0.14%
17,330
+6,234
+56% +$645K
WMT icon
170
Walmart Inc
WMT
$920B
$1.89M 0.14%
40,080
+2,925
+8% +$139K
EWL icon
171
iShares MSCI Switzerland ETF
EWL
$2.22B
$1.89M 0.14%
+44,971
New +$1.83M
IWF icon
172
iShares Russell 1000 Growth ETF
IWF
$129B
$1.87M 0.14%
34,996
+2,164
+7% +$119K
EWY icon
173
iShares MSCI South Korea ETF
EWY
$27.8B
$1.87M 0.14%
33,057
+6,561
+25% +$360K
INDA icon
174
iShares MSCI India ETF
INDA
$6.59B
$1.86M 0.14%
+44,500
New +$1.88M
TMO icon
175
Thermo Fisher Scientific
TMO
$222B
$1.85M 0.14%
3,351
+63
+2% +$33.4K
5 6
7
8 9

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.