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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REI icon
151
Ring Energy
REI
$349M
$1.93M 0.16%
832,231
+81,847
+11% +$223K
SKYY icon
152
First Trust Cloud Computing ETF
SKYY
$3.29B
$1.93M 0.16%
31,911
-3,269
-9% -$226K
DIVB icon
153
iShares Core Dividend ETF
DIVB
$1.79B
$1.92M 0.16%
56,895
+11,463
+25% +$431K
HD icon
154
Home Depot
HD
$341B
$1.92M 0.16%
6,988
-2,706
-28% -$799K
NEAR icon
155
iShares Short Maturity Bond ETF
NEAR
$4.89B
$1.92M 0.16%
38,881
-1,163
-3% -$57.3K
AXON
156
Axon Enterprise
AXON
$48.3B
$1.89M 0.16%
16,354
-175
-1% -$19.8K
SDVY icon
157
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$1.88M 0.16%
81,273
+1,012
+1% +$25.7K
T icon
158
AT&T
T
$167B
$1.83M 0.15%
100,516
+10,792
+12% +$196K
VZ icon
159
Verizon
VZ
$198B
$1.8M 0.15%
47,343
-13,408
-22% -$597K
MCD icon
160
McDonald's
MCD
$194B
$1.79M 0.15%
7,760
+55
+0.7% +$14.1K
GOOGL icon
161
Alphabet (Google) Class A
GOOGL
$4.23T
$1.78M 0.15%
18,653
-5,887
-24% -$653K
AOD
162
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$1.77M 0.15%
248,540
-3,379
-1% -$27.3K
SHV icon
163
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.77M 0.15%
16,294
+4,719
+41% +$519K
VB icon
164
Vanguard Morningstar Small-Cap ETF
VB
$83.2B
$1.77M 0.15%
14,267
+5,135
+56% +$970K
IEP icon
165
Icahn Enterprises
IEP
$5.37B
$1.74M 0.14%
34,790
+3,805
+12% +$196K
IWF icon
166
iShares Russell 1000 Growth ETF
IWF
$129B
$1.73M 0.14%
32,832
-2,060
-6% -$121K
SLYG icon
167
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$1.72M 0.14%
25,307
-215
-0.8% -$16.1K
SPDV icon
168
AAM S&P 500 High Dividend Value ETF
SPDV
$103M
$1.72M 0.14%
67,804
+27,173
+67% +$779K
VNQ icon
169
Vanguard Real Estate ETF
VNQ
$39B
$1.71M 0.14%
21,175
-3,292
-13% -$308K
TMO icon
170
Thermo Fisher Scientific
TMO
$222B
$1.67M 0.14%
3,288
+287
+10% +$161K
BNDX icon
171
Vanguard Total International Bond ETF
BNDX
$83B
$1.66M 0.14%
34,840
-643
-2% -$32K
NMZ icon
172
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$1.65M 0.14%
160,106
-6,278
-4% -$73.8K
SLY
173
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.63M 0.13%
21,558
+539
+3% +$45.4K
HYD icon
174
VanEck High Yield Muni ETF
HYD
$4.41B
$1.63M 0.13%
32,577
+1,761
+6% +$93.9K
PJT icon
175
PJT Partners
PJT
$4.39B
$1.63M 0.13%
+22,944
New +$1.61M
5 6
7
8 9

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.