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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
151
US Bancorp
USB
$102B
$2.57M 0.16%
51,416
+41,543
+421% +$2.46M
STIP icon
152
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$2.52M 0.16%
23,772
+19,311
+433% +$2.05M
PTMC icon
153
Pacer Trendpilot US Mid Cap ETF
PTMC
$407M
$2.51M 0.16%
68,704
+5,497
+9% +$199K
INFY icon
154
Infosys
INFY
$49.5B
$2.46M 0.15%
+47,932
New +$1.11M
FDM icon
155
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
$2.42M 0.15%
37,802
+7,238
+24% +$456K
XLI icon
156
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$2.41M 0.15%
23,964
-9,229
-28% -$959K
IJT icon
157
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.44B
$2.4M 0.15%
17,317
+481
+3% +$65.5K
ADP icon
158
Automatic Data Processing
ADP
$107B
$2.38M 0.15%
9,635
+278
+3% +$62.9K
FEP icon
159
First Trust Europe AlphaDEX Fund
FEP
$534M
$2.36M 0.15%
54,843
+8,477
+18% +$364K
ARI
160
Apollo Commercial Real Estate
ARI
$891M
$2.33M 0.15%
177,149
+3,611
+2% +$52.2K
PEP icon
161
PepsiCo
PEP
$191B
$2.32M 0.15%
13,349
+2,373
+22% +$388K
PWB icon
162
Invesco Large Cap Growth ETF
PWB
$2.46B
$2.32M 0.15%
28,668
+196
+0.7% +$15.4K
FPXI icon
163
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$304M
$2.31M 0.15%
40,082
+10,415
+35% +$651K
SDVY icon
164
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$2.3M 0.15%
75,955
+6,772
+10% +$202K
IHI icon
165
iShares US Medical Devices ETF
IHI
$3.48B
$2.28M 0.14%
35,041
+1,661
+5% +$106K
UNP icon
166
Union Pacific
UNP
$176B
$2.28M 0.14%
9,055
-43
-0.5% -$10.2K
XLG icon
167
Invesco S&P 500 Top 50 ETF
XLG
$11B
$2.28M 0.14%
67,120
+11,900
+22% +$424K
INTU icon
168
Intuit
INTU
$93.6B
$2.27M 0.14%
3,732
-413
-10% -$255K
DOCU
169
DocuSign
DOCU
$11.3B
$2.27M 0.14%
14,905
-3,451
-19% -$787K
BLOK icon
170
Amplify Blockchain Technology ETF
BLOK
$1.08B
$2.26M 0.14%
56,267
-636
-1% -$33.1K
CAT icon
171
Caterpillar
CAT
$392B
$2.25M 0.14%
10,908
+454
+4% +$91.4K
JNK icon
172
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$2.25M 0.14%
21,531
+300
+1% +$32.5K
EMB icon
173
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.25M 0.14%
20,408
+1,083
+6% +$118K
NKE icon
174
Nike
NKE
$60.6B
$2.25M 0.14%
13,766
-3,273
-19% -$540K
QTEC icon
175
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.9B
$2.25M 0.14%
12,831
-10,215
-44% -$1.74M
5 6
7
8 9

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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.