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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
151
Schwab US Broad Market ETF
SCHB
$45B
$2.42M 0.16%
139,632
+18,582
+15% +$330K
O icon
152
Realty Income
O
$59.8B
$2.4M 0.16%
38,133
+33,037
+648% +$2.23M
GOVT icon
153
iShares US Treasury Bond ETF
GOVT
$43.8B
$2.36M 0.16%
89,067
+65,986
+286% +$1.77M
VNQI icon
154
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$2.35M 0.16%
41,715
+1,055
+3% +$61.9K
XOM icon
155
ExxonMobil
XOM
$657B
$2.34M 0.16%
39,656
-2,316
-6% -$132K
PFE icon
156
Pfizer
PFE
$153B
$2.34M 0.16%
54,329
-8,921
-14% -$395K
JNK icon
157
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$2.32M 0.16%
21,231
-856
-4% -$93.8K
EFV icon
158
iShares MSCI EAFE Value ETF
EFV
$30.1B
$2.3M 0.16%
45,278
+10,059
+29% +$521K
CSCO icon
159
Cisco
CSCO
$445B
$2.28M 0.15%
+41,888
New +$2.35M
RVT icon
160
Royce Value Trust
RVT
$2.31B
$2.24M 0.15%
124,540
-2,525
-2% -$46.6K
INTU icon
161
Intuit
INTU
$92.4B
$2.24M 0.15%
4,145
+2,445
+144% +$1.32M
ASML icon
162
ASML
ASML
$711B
$2.23M 0.15%
2,994
+2,265
+311% +$1.78M
ITOT icon
163
iShares Core S&P Total US Stock Market ETF
ITOT
$98.2B
$2.23M 0.15%
22,657
+1,904
+9% +$193K
PTMC icon
164
Pacer Trendpilot US Mid Cap ETF
PTMC
$406M
$2.22M 0.15%
63,207
+4,598
+8% +$163K
GOOG icon
165
Alphabet (Google) Class C
GOOG
$4.2T
$2.21M 0.15%
16,600
-720
-4% -$99.3K
IJT icon
166
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$2.19M 0.15%
16,836
-128
-0.8% -$16.9K
BLES icon
167
Inspire Global Hope ETF
BLES
$165M
$2.19M 0.15%
57,285
+2,168
+4% +$84.9K
INTC icon
168
Intel
INTC
$531B
$2.18M 0.15%
40,839
-269
-0.7% -$14.6K
NMZ icon
169
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$2.15M 0.15%
145,999
-1,389
-0.9% -$21.4K
EMB icon
170
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.13M 0.14%
19,325
+4,373
+29% +$491K
VB icon
171
Vanguard Morningstar Small-Cap ETF
VB
$83B
$2.12M 0.14%
9,677
+238
+3% +$52.9K
PWB icon
172
Invesco Large Cap Growth ETF
PWB
$2.46B
$2.11M 0.14%
28,472
-214
-0.7% -$16.4K
IHI icon
173
iShares US Medical Devices ETF
IHI
$3.48B
$2.1M 0.14%
33,380
-185,500
-85% -$11.8M
XHE icon
174
State Street SPDR S&P Health Care Equipment ETF
XHE
$169M
$2.07M 0.14%
16,506
+839
+5% +$107K
PPLT
175
abrdn Physical Platinum Shares ETF
PPLT
$2.01B
$2.06M 0.14%
228,590
-23,990
-9% -$229K
5 6
7
8 9

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OCBV
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BAS
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WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
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KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.