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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
151
Bristol-Myers Squibb
BMY
$131B
$2.27M 0.16%
24,955
-865
-3% -$53.8K
DLN icon
152
WisdomTree US LargeCap Dividend Fund
DLN
$6.45B
$2.27M 0.16%
39,652
+458
+1% +$25.2K
VNQI icon
153
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$2.24M 0.16%
40,207
-2,319
-5% -$127K
MU icon
154
Micron Technology
MU
$1.08T
$2.24M 0.16%
42,674
+32,821
+333% +$2.78M
FAN icon
155
First Trust Global Wind Energy ETF
FAN
$285M
$2.21M 0.16%
97,755
+21,659
+28% +$504K
ADBE icon
156
Adobe
ADBE
$103B
$2.21M 0.16%
4,647
-561
-11% -$262K
SPLV icon
157
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$2.2M 0.16%
38,040
+1,833
+5% +$103K
UNP icon
158
Union Pacific
UNP
$176B
$2.18M 0.15%
9,887
-52
-0.5% -$10.9K
ARKF icon
159
ARK Blockchain & Fintech Innovation ETF
ARKF
$770M
$2.17M 0.15%
25,322
+10,370
+69% +$565K
IGSB icon
160
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$2.17M 0.15%
39,625
+27,449
+225% +$1.51M
WMT icon
161
Walmart Inc
WMT
$920B
$2.16M 0.15%
47,769
+1,236
+3% +$57.3K
PFF icon
162
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.16M 0.15%
56,306
+36,684
+187% +$1.39M
XLY icon
163
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$2.14M 0.15%
25,460
-195,084
-88% -$16.2M
VV icon
164
Vanguard Morningstar Large-Cap ETF
VV
$54.8B
$2.13M 0.15%
11,521
-1,484
-11% -$269K
HON icon
165
Honeywell
HON
$74.1B
$2.13M 0.15%
10,422
-228
-2% -$44.5K
SOCL icon
166
Global X Social Media ETF
SOCL
$91.2M
$2.11M 0.15%
31,600
+5,239
+20% +$362K
VNQ icon
167
CALL
Vanguard Real Estate ETF
VNQ
$39B
$2.1M 0.15%
+22,798
New +$2M
SCHB icon
168
Schwab US Broad Market ETF
SCHB
$45.1B
$2.09M 0.15%
129,396
+5,652
+5% +$89.1K
FCX icon
169
Freeport-McMoran
FCX
$96.1B
$2.07M 0.15%
43,357
+28,647
+195% +$929K
IBB icon
170
iShares Biotechnology ETF
IBB
$9.85B
$2.06M 0.15%
13,684
+1,139
+9% +$181K
BLES icon
171
Inspire Global Hope ETF
BLES
$165M
$2.05M 0.15%
56,525
+9,831
+21% +$345K
DHT icon
172
DHT Holdings
DHT
$3.12B
$2.05M 0.15%
345,415
+45,319
+15% +$263K
ICLN icon
173
iShares Global Clean Energy ETF
ICLN
$2.11B
$2.03M 0.14%
83,676
+13,501
+19% +$378K
MA icon
174
Mastercard
MA
$490B
$2.02M 0.14%
5,660
-78
-1% -$27.2K
PWB icon
175
Invesco Large Cap Growth ETF
PWB
$2.46B
$1.99M 0.14%
29,212
-808
-3% -$55.4K
5 6
7
8 9

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.