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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
151
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$1.7M 0.15%
152,960
-152,187
-50% -$1.69M
FTXR icon
152
First Trust Nasdaq Transportation ETF
FTXR
$1.05B
$1.69M 0.14%
+72,494
New +$1.62M
HON icon
153
Honeywell
HON
$74.2B
$1.69M 0.14%
+10,669
New +$1.59M
IGSB icon
154
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$1.69M 0.14%
30,736
+18,990
+162% +$1.04M
BIL icon
155
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$1.69M 0.14%
+18,418
New +$1.69M
SPLV icon
156
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$1.67M 0.14%
31,197
+21,671
+227% +$1.15M
VBR icon
157
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.67M 0.14%
15,097
-76
-0.5% -$8.52K
NFLX icon
158
Netflix
NFLX
$320B
$1.65M 0.14%
32,990
-10,210
-24% -$508K
IBB icon
159
iShares Biotechnology ETF
IBB
$9.85B
$1.65M 0.14%
14,412
+1,272
+10% +$173K
KMB icon
160
Kimberly-Clark
KMB
$36.6B
$1.64M 0.14%
11,122
-2,400
-18% -$360K
IJT icon
161
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.44B
$1.63M 0.14%
18,526
-116
-0.6% -$10.4K
JNK icon
162
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$1.62M 0.14%
15,542
+731
+5% +$76.4K
EWY icon
163
iShares MSCI South Korea ETF
EWY
$27.8B
$1.61M 0.14%
24,590
+1,506
+7% +$94.4K
QUAL icon
164
iShares MSCI USA Quality Factor ETF
QUAL
$48.3B
$1.6M 0.14%
15,472
-13,638
-47% -$1.4M
HUSV icon
165
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.8M
$1.59M 0.14%
58,310
-8,450
-13% -$229K
ANGL icon
166
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
$1.58M 0.14%
53,260
+13,350
+33% +$400K
SCHV
167
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$1.58M 0.13%
90,738
+10,515
+13% +$184K
ADP icon
168
Automatic Data Processing
ADP
$107B
$1.56M 0.13%
11,160
-1,276
-10% -$179K
IBM icon
169
IBM
IBM
$221B
$1.55M 0.13%
13,330
+878
+7% +$103K
ARI
170
Apollo Commercial Real Estate
ARI
$889M
$1.55M 0.13%
171,592
-11,633
-6% -$107K
FSLY icon
171
CALL
Fastly Inc
FSLY
$4.53B
$1.54M 0.13%
+15,072
New +$1.31M
MRK icon
172
Merck
MRK
$333B
$1.53M 0.13%
19,345
+2,528
+15% +$198K
XAR icon
173
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.57B
$1.51M 0.13%
17,315
-1,229
-7% -$109K
HDV
174
iShares Core High Dividend ETF
HDV
$15.1B
$1.51M 0.13%
93,795
+2,470
+3% +$41.1K
QCOM icon
175
CALL
Qualcomm
QCOM
$174B
$1.5M 0.13%
+9,500
New +$1.01M
5 6
7
8 9

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.