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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
151
Emerson Electric
EMR
$89.8B
$1.11M 0.15%
18,567
-2,960
-14% -$200K
BAC icon
152
Bank of America
BAC
$453B
$1.1M 0.15%
44,820
+42,744
+2,059% +$1.16M
SPIP icon
153
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$1.1M 0.15%
40,930
-108
-0.3% -$2.9K
FSK icon
154
FS KKR Capital
FSK
$3.43B
$1.1M 0.15%
53,034
+10,157
+24% +$253K
IGF icon
155
iShares Global Infrastructure ETF
IGF
$10.7B
$1.1M 0.15%
27,910
+9,584
+52% +$392K
AKTS
156
DELISTED
Akoustis Technologies Inc
AKTS
$1.1M 0.15%
220,650
+75,000
+51% +$385K
GOOGL icon
157
Alphabet (Google) Class A
GOOGL
$4.24T
$1.09M 0.15%
20,840
-43,080
-67% -$2.33M
UNP icon
158
Union Pacific
UNP
$177B
$1.07M 0.15%
7,740
-488
-6% -$72.3K
QTEC icon
159
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.91B
$1.07M 0.15%
15,691
+362
+2% +$26.1K
KMB icon
160
Kimberly-Clark
KMB
$36.7B
$1.07M 0.15%
9,363
-760
-8% -$84.3K
IBM icon
161
IBM
IBM
$223B
$1.07M 0.15%
9,804
-2,952
-23% -$354K
BIZD icon
162
VanEck BDC Income ETF
BIZD
$1.7B
$1.05M 0.14%
75,002
+11,293
+18% +$178K
VFC icon
163
VF Corp
VFC
$5.78B
$1.05M 0.14%
15,631
-320
-2% -$24.5K
IBDM
164
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.05M 0.14%
+42,927
New +$1.04M
IBDO
165
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.03M 0.14%
+42,749
New +$1.03M
BKLN icon
166
Invesco Senior Loan ETF
BKLN
$6.76B
$1.01M 0.14%
46,464
-9,447
-17% -$215K
WFC icon
167
Wells Fargo
WFC
$268B
$1.01M 0.14%
21,881
-11,434
-34% -$586K
SNSR icon
168
Global X Internet of Things ETF
SNSR
$225M
$999K 0.14%
61,900
-900
-1% -$15.9K
BIV icon
169
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$992K 0.14%
12,204
+423
+4% +$33.9K
VOOG icon
170
Vanguard S&P 500 Growth ETF
VOOG
$27.5B
$991K 0.14%
44,040
-8,406
-16% -$203K
ROUS icon
171
Hartford Multifactor US Equity ETF
ROUS
$734M
$976K 0.13%
35,117
-19,548
-36% -$594K
FPE icon
172
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$962K 0.13%
53,584
+1,026
+2% +$19K
HON icon
173
Honeywell
HON
$74.1B
$945K 0.13%
7,588
+6,899
+1,001% +$942K
FEX icon
174
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.64B
$937K 0.13%
17,983
-7,669
-30% -$436K
REGL icon
175
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$917K 0.13%
17,719
-335
-2% -$18.3K
5 6
7
8 9

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.