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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVT icon
151
Royce Value Trust
RVT
$2.32B
$1.34M 0.15%
81,998
+23,668
+41% +$384K
UNP icon
152
Union Pacific
UNP
$177B
$1.34M 0.15%
8,228
+258
+3% +$38.8K
HON icon
153
Honeywell
HON
$74.1B
$1.32M 0.15%
689
-7,286
-91% -$1.03M
PWS icon
154
Pacer WealthShield ETF
PWS
$25M
$1.31M 0.15%
48,853
-1,610
-3% -$42.6K
KO icon
155
Coca-Cola
KO
$377B
$1.31M 0.15%
28,273
+1,330
+5% +$60.8K
BKLN icon
156
Invesco Senior Loan ETF
BKLN
$6.76B
$1.29M 0.14%
55,911
-17,732
-24% -$409K
SLV icon
157
iShares Silver Trust
SLV
$31.5B
$1.29M 0.14%
93,968
+6,083
+7% +$85.8K
SPDV icon
158
AAM S&P 500 High Dividend Value ETF
SPDV
$103M
$1.29M 0.14%
46,929
+28,988
+162% +$795K
SNSR icon
159
Global X Internet of Things ETF
SNSR
$225M
$1.27M 0.14%
62,800
+1,300
+2% +$26.3K
MA icon
160
Mastercard
MA
$491B
$1.27M 0.14%
5,700
+270
+5% +$56.3K
NVS icon
161
Novartis
NVS
$289B
$1.24M 0.14%
16,095
-459
-3% -$33.9K
MO icon
162
Altria Group
MO
$110B
$1.23M 0.14%
20,323
-668
-3% -$39.7K
QTEC icon
163
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.91B
$1.22M 0.14%
15,329
+1,275
+9% +$101K
FIXD icon
164
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$1.21M 0.14%
24,678
+5,640
+30% +$278K
FSK icon
165
FS KKR Capital
FSK
$3.43B
$1.21M 0.14%
42,877
+29,443
+219% +$900K
PTMC icon
166
Pacer Trendpilot US Mid Cap ETF
PTMC
$408M
$1.2M 0.13%
35,916
+24,340
+210% +$808K
PTEU icon
167
Pacer Trendpilot European Index ETF
PTEU
$38.4M
$1.19M 0.13%
44,937
-1,120
-2% -$31K
BABA icon
168
Alibaba
BABA
$295B
$1.19M 0.13%
7,208
+1,944
+37% +$344K
GE icon
169
GE Aerospace
GE
$375B
$1.17M 0.13%
21,551
-978
-4% -$60.3K
NTG
170
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.15M 0.13%
7,164
+1,598
+29% +$258K
KMB icon
171
Kimberly-Clark
KMB
$36.7B
$1.15M 0.13%
10,123
-85
-0.8% -$9.53K
AKTS
172
DELISTED
Akoustis Technologies Inc
AKTS
$1.15M 0.13%
145,650
-113,500
-44% -$917K
LMBS icon
173
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.41B
$1.13M 0.13%
22,256
+2,125
+11% +$109K
VBK icon
174
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.9B
$1.13M 0.13%
6,045
+82
+1% +$15.1K
HEFA icon
175
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.81B
$1.12M 0.12%
37,388
-12,151
-25% -$359K
5 6
7
8 9

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BAS
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WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
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BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.