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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$769M
AUM Growth
+$36.3M
Cap. Flow
+$42.6M
Cap. Flow %
5.54%
Top 10 Hldgs %
21.89%
Holding
563
New
64
Increased
255
Reduced
143
Closed
80

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$3.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.42M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.3M
4
BA icon
Boeing
BA
+$2.2M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.88M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$4.2M
2
SBUX icon
Starbucks
SBUX
+$3.52M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.79M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.61M
5
META icon
Meta Platforms (Facebook)
META
+$2.07M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Energy 3.3%
3 Financials 3.22%
4 Industrials 3.14%
5 Consumer Discretionary 2.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENFR icon
151
Alerian Energy Infrastructure ETF
ENFR
$521M
$1.07M 0.14%
53,841
-42,563
-44% -$936K
BCX icon
152
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$1.07M 0.14%
120,384
-20,450
-15% -$195K
BABA icon
153
Alibaba
BABA
$292B
$1.05M 0.14%
5,731
+1,251
+28% +$236K
SCHE icon
154
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.05M 0.14%
36,427
+19,491
+115% +$571K
QTEC icon
155
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.9B
$1.04M 0.13%
13,640
+408
+3% +$31.4K
SPIP icon
156
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$1.04M 0.13%
37,194
+7,494
+25% +$208K
TSLA icon
157
Tesla
TSLA
$1.32T
$1.03M 0.13%
57,960
+2,640
+5% +$58.1K
HON icon
158
Honeywell
HON
$73.8B
$1.02M 0.13%
7,850
+4,214
+116% +$583K
IEF icon
159
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$1.01M 0.13%
9,774
+2,784
+40% +$287K
GSIE icon
160
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.14B
$1M 0.13%
33,692
+1,267
+4% +$38.5K
VGT icon
161
Vanguard Information Technology ETF
VGT
$151B
$1M 0.13%
46,856
+10,520
+29% +$230K
JNK icon
162
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$1M 0.13%
9,303
-709
-7% -$77.2K
DFE icon
163
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
$996K 0.13%
14,252
+264
+2% +$19K
BSV icon
164
Vanguard Short-Term Bond ETF
BSV
$45.7B
$990K 0.13%
12,616
-6,399
-34% -$503K
NOC icon
165
Northrop Grumman
NOC
$81.5B
$987K 0.13%
+2,827
New +$947K
EOD
166
Allspring Global Dividend Opportunity Fund
EOD
$289M
$986K 0.13%
173,269
-65,284
-27% -$381K
AMGN icon
167
Amgen
AMGN
$226B
$972K 0.13%
5,703
-255
-4% -$46.8K
COP icon
168
ConocoPhillips
COP
$151B
$969K 0.13%
16,334
+207
+1% +$11.7K
DVY icon
169
iShares Select Dividend ETF
DVY
$23.9B
$969K 0.13%
10,184
+99
+1% +$9.67K
KBE icon
170
State Street SPDR S&P Bank ETF
KBE
$1.74B
$969K 0.13%
20,235
+1,528
+8% +$75.9K
WTFC icon
171
Wintrust Financial
WTFC
$10.9B
$967K 0.13%
11,242
-100
-0.9% -$8.61K
VBK icon
172
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.8B
$965K 0.13%
5,884
+1,717
+41% +$283K
IDV icon
173
iShares International Select Dividend ETF
IDV
$8.52B
$960K 0.12%
29,084
-4,509
-13% -$153K
PSX icon
174
Phillips 66
PSX
$91.2B
$955K 0.12%
9,957
+16
+0.2% +$1.56K
RWL icon
175
Invesco S&P 500 Revenue ETF
RWL
$9.97B
$949K 0.12%
19,054
+11
+0.1% +$572
5 6
7
8 9

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Financial Advocates Investment Management held 563 positions worth $769M, up 4.9% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $42.6M of net new capital in Q1 2018, opening 64 new positions and adding to 255 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.1% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares US Real Estate ETF, an estimated $2.79M trimmed.

  • Financial Advocates Investment Management's largest Q1 2018 buy was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2018, an estimated $2.42M increase.
  • Financial Advocates Investment Management's biggest Q1 2018 reduction was iShares US Real Estate ETF, cutting an estimated $2.79M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q1 2018, selling an estimated $4.2M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $769M portfolio in Q1 2018.
  • Financial Advocates Investment Management opened 64 new positions and closed 80 in Q1 2018.
  • Financial Advocates Investment Management's portfolio value rose 4.9% quarter-over-quarter to $769M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2018, filed 11 May 2018.