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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$198M
Cap. Flow
+$71.7M
Cap. Flow %
4.15%
Top 10 Hldgs %
22.13%
Holding
816
New
84
Increased
368
Reduced
285
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.4M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.5M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$10.2M
4
JGRO icon
JPMorgan Active Growth ETF
JGRO
+$8.19M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.71M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$11.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.75M
4
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$6.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Consumer Discretionary 3.39%
3 Industrials 3.09%
4 Financials 3.03%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
126
iShares S&P 100 ETF
OEF
$20.6B
$3.21M 0.19%
27,254
-1,471
-5% -$347K
ASML icon
127
ASML
ASML
$713B
$3.16M 0.18%
3,257
+136
+4% +$121K
EMB icon
128
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$3.15M 0.18%
34,565
+1,260
+4% +$111K
MINT icon
129
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$3.08M 0.18%
30,672
+5,481
+22% +$549K
MA icon
130
Mastercard
MA
$490B
$3.02M 0.18%
6,278
+1,009
+19% +$461K
NVO
131
Novo Nordisk
NVO
$202B
$2.99M 0.17%
23,261
+222
+1% +$26.4K
DFAC icon
132
Dimensional US Core Equity 2 ETF
DFAC
$49.9B
$2.97M 0.17%
92,912
-1,331
-1% -$40.2K
TSLX icon
133
Sixth Street Specialty
TSLX
$1.8B
$2.94M 0.17%
137,110
+26,480
+24% +$569K
AVGO icon
134
Broadcom
AVGO
$2.02T
$2.92M 0.17%
22,000
+2,930
+15% +$363K
VOO icon
135
Vanguard S&P 500 ETF
VOO
$1.04T
$2.88M 0.17%
6,417
+103
+2% +$47.1K
CSCO icon
136
Cisco
CSCO
$452B
$2.85M 0.17%
57,154
+1,775
+3% +$88.6K
FLOT icon
137
iShares Floating Rate Bond ETF
FLOT
$10.5B
$2.85M 0.17%
44,624
+9,880
+28% +$503K
EWY icon
138
iShares MSCI South Korea ETF
EWY
$27.7B
$2.81M 0.16%
41,882
+2,029
+5% +$129K
QQQM icon
139
Invesco NASDAQ 100 ETF
QQQM
$104B
$2.79M 0.16%
15,270
-4,544
-23% -$802K
CALF icon
140
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.85B
$2.76M 0.16%
56,091
+5,557
+11% +$264K
IYLD icon
141
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$2.76M 0.16%
15,088
+972
+7% +$19.2K
SPIB icon
142
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$2.73M 0.16%
83,862
+41,521
+98% +$1.35M
IWF icon
143
iShares Russell 1000 Growth ETF
IWF
$129B
$2.7M 0.16%
36,068
-35,588
-50% -$2.87M
MCD icon
144
McDonald's
MCD
$194B
$2.68M 0.16%
9,497
+121
+1% +$35.2K
XLP icon
145
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$2.65M 0.15%
34,762
-219
-0.6% -$16.2K
SPSB icon
146
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$2.65M 0.15%
89,016
+6,233
+8% +$185K
MUB icon
147
iShares National Muni Bond ETF
MUB
$46B
$2.63M 0.15%
25,199
-6,606
-21% -$713K
VPU
148
Vanguard Utilities ETF
VPU
$8.52B
$2.61M 0.15%
+18,321
New +$2.48M
VB icon
149
Vanguard Morningstar Small-Cap ETF
VB
$83.3B
$2.6M 0.15%
11,383
-162
-1% -$34.8K
INTC icon
150
Intel
INTC
$532B
$2.59M 0.15%
58,750
+9,241
+19% +$412K
4 5
6
7 8

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Financial Advocates Investment Management held 816 positions worth $1.73B, up 13% from $1.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $71.7M of net new capital in Q1 2024, opening 84 new positions and adding to 368 existing holdings. Its largest new stake was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares Russell 1000 ETF, an estimated $11.6M trimmed.

  • Financial Advocates Investment Management's largest Q1 2024 buy was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $20.4M increase.
  • Financial Advocates Investment Management's biggest Q1 2024 reduction was iShares Russell 1000 ETF, cutting an estimated $11.6M.
  • Financial Advocates Investment Management fully exited Franklin US Low Volatility High Dividend Index ETF in Q1 2024, selling an estimated $6.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.73B portfolio in Q1 2024.
  • Financial Advocates Investment Management opened 84 new positions and closed 43 in Q1 2024.
  • Financial Advocates Investment Management's portfolio value rose 13% quarter-over-quarter to $1.73B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2024, filed 1 May 2024.