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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
126
McDonald's
MCD
$193B
$2.78M 0.18%
9,376
+439
+5% +$119K
DFAC icon
127
Dimensional US Core Equity 2 ETF
DFAC
$49.8B
$2.75M 0.18%
94,243
-1,527
-2% -$41.3K
MGK icon
128
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$2.74M 0.18%
52,800
+3,420
+7% +$166K
TIP icon
129
iShares TIPS Bond ETF
TIP
$14.7B
$2.73M 0.18%
24,199
+4,080
+20% +$427K
FTGC icon
130
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$2.7M 0.18%
120,251
-127,525
-51% -$2.97M
VWO icon
131
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$2.67M 0.17%
59,493
+1,649
+3% +$65.4K
EWY icon
132
iShares MSCI South Korea ETF
EWY
$27.8B
$2.61M 0.17%
39,853
+2,771
+7% +$169K
XLF icon
133
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
$2.59M 0.17%
65,182
-7,403
-10% -$256K
VOO icon
134
Vanguard S&P 500 ETF
VOO
$1.04T
$2.57M 0.17%
6,314
+1,382
+28% +$566K
UNH icon
135
UnitedHealth
UNH
$360B
$2.56M 0.17%
4,859
+205
+4% +$109K
VO icon
136
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$2.56M 0.17%
43,960
+7,972
+22% +$426K
XLP icon
137
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$2.52M 0.16%
34,981
-9,247
-21% -$641K
MINT icon
138
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$2.51M 0.16%
25,191
+6,935
+38% +$693K
AMGN icon
139
Amgen
AMGN
$226B
$2.5M 0.16%
8,675
+511
+6% +$139K
AMLP icon
140
Alerian MLP ETF
AMLP
$13.1B
$2.49M 0.16%
58,666
+17,952
+44% +$761K
INTC icon
141
Intel
INTC
$531B
$2.49M 0.16%
49,509
-3,497
-7% -$142K
SPSB icon
142
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$2.47M 0.16%
82,783
-18,372
-18% -$541K
VB icon
143
Vanguard Morningstar Small-Cap ETF
VB
$83.2B
$2.46M 0.16%
11,545
+7,010
+155% +$1.35M
LQD icon
144
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$2.43M 0.16%
22,476
+927
+4% +$96.5K
CALF icon
145
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.85B
$2.43M 0.16%
50,534
+17,158
+51% +$737K
NEAR icon
146
iShares Short Maturity Bond ETF
NEAR
$4.89B
$2.4M 0.16%
47,442
-1,346
-3% -$67.4K
TSLX icon
147
Sixth Street Specialty
TSLX
$1.82B
$2.39M 0.16%
110,630
+20,850
+23% +$428K
SPXL icon
148
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.39B
$2.39M 0.16%
22,977
+8,286
+56% +$722K
NVO
149
Novo Nordisk
NVO
$201B
$2.38M 0.16%
23,039
-304
-1% -$30.1K
ASML icon
150
ASML
ASML
$717B
$2.36M 0.15%
3,121
+336
+12% +$222K
4 5
6
7 8

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CWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.