We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGW icon
126
Invesco S&P Global Water Index ETF
CGW
$1.06B
$2.66M 0.19%
57,132
-1,900
-3% -$95.5K
XLU icon
127
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$2.59M 0.19%
83,758
+4,144
+5% +$134K
MRK icon
128
Merck
MRK
$332B
$2.58M 0.19%
25,051
+551
+2% +$59.4K
SHOP icon
129
Shopify
SHOP
$197B
$2.57M 0.18%
47,076
+1,316
+3% +$79.7K
SDVY icon
130
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$2.54M 0.18%
90,059
-2,936
-3% -$85.7K
DFAC icon
131
Dimensional US Core Equity 2 ETF
DFAC
$49.9B
$2.51M 0.18%
95,770
-6,690
-7% -$183K
FXN icon
132
First Trust Energy AlphaDEX Fund
FXN
$385M
$2.49M 0.18%
142,816
+1,893
+1% +$32.4K
VWO icon
133
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$2.46M 0.18%
57,844
+2,137
+4% +$87.2K
NEAR icon
134
iShares Short Maturity Bond ETF
NEAR
$4.89B
$2.43M 0.18%
48,788
+11,737
+32% +$584K
TLH icon
135
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$2.4M 0.17%
26,098
+16,882
+183% +$1.77M
PEP icon
136
PepsiCo
PEP
$192B
$2.39M 0.17%
14,115
+48
+0.3% +$8.72K
STIP icon
137
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$2.36M 0.17%
24,337
+317
+1% +$30.8K
MCD icon
138
McDonald's
MCD
$194B
$2.35M 0.17%
8,937
-4
-0% -$1.14K
UNH icon
139
UnitedHealth
UNH
$362B
$2.35M 0.17%
4,654
-3
-0.1% -$1.48K
DIVI icon
140
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.79B
$2.34M 0.17%
83,769
-44,882
-35% -$1.3M
GTO icon
141
Invesco Total Return Bond ETF
GTO
$2.48B
$2.33M 0.17%
52,119
-3,140
-6% -$144K
ADP icon
142
Automatic Data Processing
ADP
$108B
$2.31M 0.17%
9,581
-522
-5% -$127K
MGK icon
143
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$2.24M 0.16%
49,380
+33,895
+219% +$1.6M
PXF icon
144
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.98B
$2.23M 0.16%
50,969
-10,367
-17% -$467K
LQD icon
145
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$2.2M 0.16%
21,549
-5,952
-22% -$628K
AMGN icon
146
Amgen
AMGN
$226B
$2.19M 0.16%
8,164
+278
+4% +$69.4K
HDV
147
iShares Core High Dividend ETF
HDV
$15.1B
$2.19M 0.16%
126,155
+56,795
+82% +$1.16M
EWY icon
148
iShares MSCI South Korea ETF
EWY
$27.7B
$2.19M 0.16%
37,082
+2,072
+6% +$132K
DIVO icon
149
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.83B
$2.18M 0.16%
62,660
+5,126
+9% +$184K
VGSH icon
150
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$2.17M 0.16%
37,672
-9,126
-20% -$526K
4 5
6
7 8

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.