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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
126
State Street Technology Select Sector SPDR ETF
XLK
$125B
$2.69M 0.2%
43,216
+2,456
+6% +$156K
LQD icon
127
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$2.68M 0.2%
25,342
+3,483
+16% +$365K
AXON
128
Axon Enterprise
AXON
$48.5B
$2.65M 0.2%
15,987
-367
-2% -$58K
EDV icon
129
Vanguard World Funds Extended Duration ETF
EDV
$3.5B
$2.65M 0.2%
32,022
-17,270
-35% -$1.46M
MBB icon
130
iShares MBS ETF
MBB
$39.2B
$2.62M 0.2%
28,265
+24,070
+574% +$2.22M
MRK icon
131
Merck
MRK
$332B
$2.59M 0.19%
23,300
+9,254
+66% +$946K
IJT icon
132
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.44B
$2.54M 0.19%
23,544
+3,051
+15% +$335K
PEP icon
133
PepsiCo
PEP
$192B
$2.54M 0.19%
14,054
-154
-1% -$27.5K
IHI icon
134
iShares US Medical Devices ETF
IHI
$3.49B
$2.52M 0.19%
47,840
+2,594
+6% +$132K
DIS icon
135
Walt Disney
DIS
$181B
$2.51M 0.19%
28,857
+812
+3% +$77.7K
VOE icon
136
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$2.5M 0.19%
18,470
-29,110
-61% -$3.91M
PTNQ icon
137
Pacer Trendpilot 100 ETF
PTNQ
$1.27B
$2.49M 0.19%
50,558
-762
-1% -$38.2K
FMHI icon
138
First Trust Municipal High Income ETF
FMHI
$1.01B
$2.47M 0.18%
53,375
-13
-0% -$597
SPYV icon
139
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$2.47M 0.18%
38,985
+9,214
+31% +$353K
UNP icon
140
Union Pacific
UNP
$177B
$2.46M 0.18%
+11,869
New +$2.43M
SCHR
141
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.4B
$2.45M 0.18%
99,486
+4,204
+4% +$103K
SCHV
142
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$2.45M 0.18%
111,156
-91,716
-45% -$1.99M
IJK icon
143
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$2.44M 0.18%
35,661
+16,384
+85% +$1.13M
ADP icon
144
Automatic Data Processing
ADP
$108B
$2.41M 0.18%
10,104
-2,473
-20% -$607K
MINT icon
145
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$2.39M 0.18%
24,231
-63,091
-72% -$6.22M
GUNR icon
146
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.01B
$2.29M 0.17%
52,753
-494
-0.9% -$20.9K
SPDV icon
147
AAM S&P 500 High Dividend Value ETF
SPDV
$103M
$2.28M 0.17%
78,170
+10,366
+15% +$297K
MCD icon
148
McDonald's
MCD
$194B
$2.24M 0.17%
8,488
+728
+9% +$192K
VZ icon
149
Verizon
VZ
$198B
$2.22M 0.17%
56,317
+8,974
+19% +$338K
PFE icon
150
Pfizer
PFE
$152B
$2.21M 0.16%
43,129
-4,921
-10% -$236K
4 5
6
7 8

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.