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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXG icon
126
First Trust Nasdaq Food & Beverage ETF
FTXG
$18.4M
$2.62M 0.22%
105,652
+291
+0.3% +$7.72K
FDN icon
127
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.39B
$2.61M 0.22%
20,704
-4,948
-19% -$689K
PTNQ icon
128
Pacer Trendpilot 100 ETF
PTNQ
$1.27B
$2.53M 0.21%
51,320
-5,540
-10% -$289K
XLK icon
129
State Street Technology Select Sector SPDR ETF
XLK
$125B
$2.42M 0.2%
40,760
-2,946
-7% -$201K
FMHI icon
130
First Trust Municipal High Income ETF
FMHI
$1.01B
$2.38M 0.2%
53,388
+14,766
+38% +$709K
AIG icon
131
American International
AIG
$39.8B
$2.35M 0.19%
103,149
+71,857
+230% +$3.77M
PEP icon
132
PepsiCo
PEP
$191B
$2.32M 0.19%
14,208
+969
+7% +$167K
SCHR
133
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.4B
$2.31M 0.19%
+95,282
New +$2.44M
CSCO icon
134
CALL
Cisco
CSCO
$448B
$2.23M 0.18%
+55,757
New +$2.47M
TLH icon
135
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$2.22M 0.18%
19,666
+16,881
+606% +$2M
LQD icon
136
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$2.2M 0.18%
21,859
-3,712
-15% -$409K
XLI icon
137
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$2.19M 0.18%
26,393
-1,306
-5% -$120K
IHF icon
138
iShares US Healthcare Providers ETF
IHF
$1.27B
$2.19M 0.18%
+42,765
New +$2.32M
STIP icon
139
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$2.18M 0.18%
22,926
-1,476
-6% -$148K
PTMC icon
140
Pacer Trendpilot US Mid Cap ETF
PTMC
$407M
$2.18M 0.18%
67,842
-2,218
-3% -$74.6K
IHI icon
141
iShares US Medical Devices ETF
IHI
$3.48B
$2.15M 0.18%
45,246
-9,859
-18% -$512K
SWAV
142
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$2.11M 0.17%
7,671
-97
-1% -$24.7K
PFE icon
143
Pfizer
PFE
$153B
$2.1M 0.17%
48,050
+1,316
+3% +$63.9K
IJT icon
144
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.44B
$2.08M 0.17%
20,493
-1,493
-7% -$168K
XPEV icon
145
XPeng
XPEV
$11.2B
$2.05M 0.17%
+21,122
New +$455K
SCHB icon
146
Schwab US Broad Market ETF
SCHB
$45.1B
$2.03M 0.17%
145,173
+8,430
+6% +$131K
SRLN icon
147
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
$2.03M 0.17%
48,968
-22,850
-32% -$967K
GUNR icon
148
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.01B
$2M 0.17%
+53,247
New +$2.14M
FITE
149
State Street SPDR S&P Kensho Future Security ETF
FITE
$159M
$1.97M 0.16%
+47,352
New +$2.17M
TOTL icon
150
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$1.95M 0.16%
48,899
-1,111
-2% -$46.7K
4 5
6
7 8

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.