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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
126
State Street Financial Select Sector SPDR ETF
XLF
$59.3B
$3.09M 0.19%
79,144
+9,765
+14% +$384K
IWF icon
127
iShares Russell 1000 Growth ETF
IWF
$129B
$3.05M 0.19%
39,968
+3,248
+9% +$241K
MOAT icon
128
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$2.95M 0.19%
38,790
-17,316
-31% -$1.31M
XOM icon
129
ExxonMobil
XOM
$651B
$2.91M 0.18%
48,121
+8,465
+21% +$529K
SUSA icon
130
iShares ESG Optimized MSCI USA ETF
SUSA
$4.2B
$2.89M 0.18%
+16,561
New +$1.7M
JPM icon
131
JPMorgan Chase
JPM
$968B
$2.88M 0.18%
18,197
+716
+4% +$118K
LIT icon
132
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$2.86M 0.18%
33,901
+1,410
+4% +$125K
EFG icon
133
iShares MSCI EAFE Growth ETF
EFG
$17.4B
$2.85M 0.18%
25,855
+3,049
+13% +$334K
SPBO icon
134
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$2.81M 0.18%
80,824
+3,659
+5% +$128K
COWZ icon
135
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
$2.81M 0.18%
+59,602
New +$2.73M
DFAS icon
136
Dimensional US Small Cap ETF
DFAS
$15.9B
$2.78M 0.17%
46,295
+17,377
+60% +$1.05M
CSCO icon
137
Cisco
CSCO
$444B
$2.76M 0.17%
43,541
+1,653
+4% +$94.4K
SCHB icon
138
Schwab US Broad Market ETF
SCHB
$45.1B
$2.75M 0.17%
146,310
+6,678
+5% +$123K
DEED icon
139
First Trust Securitized Plus ETF
DEED
$64.8M
$2.75M 0.17%
107,004
+2,086
+2% +$53.9K
VNQ icon
140
Vanguard Real Estate ETF
VNQ
$39.1B
$2.74M 0.17%
23,869
-3,088
-11% -$337K
ASML icon
141
ASML
ASML
$717B
$2.7M 0.17%
3,393
+399
+13% +$317K
GOOG icon
142
Alphabet (Google) Class C
GOOG
$4.21T
$2.69M 0.17%
18,620
+2,020
+12% +$292K
VGT icon
143
Vanguard Information Technology ETF
VGT
$151B
$2.69M 0.17%
48,144
-6,248
-11% -$343K
AOD
144
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$2.69M 0.17%
263,152
-2,175
-0.8% -$21.8K
AXON
145
Axon Enterprise
AXON
$49B
$2.67M 0.17%
17,028
+129
+0.8% +$21.7K
VCR icon
146
Vanguard Consumer Discretionary ETF
VCR
$6.1B
$2.66M 0.17%
7,815
-100
-1% -$33.6K
BLES icon
147
Inspire Global Hope ETF
BLES
$165M
$2.64M 0.17%
69,732
+12,447
+22% +$488K
PTBD icon
148
Pacer Trendpilot US Bond ETF
PTBD
$86.3M
$2.64M 0.17%
98,128
-11,799
-11% -$318K
VEU icon
149
Vanguard FTSE All-World ex-US ETF
VEU
$70.7B
$2.64M 0.17%
43,072
+2,137
+5% +$132K
EFA icon
150
iShares MSCI EAFE ETF
EFA
$80.4B
$2.58M 0.16%
32,585
+20,239
+164% +$1.6M
4 5
6
7 8

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.