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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRNA icon
126
Moderna
MRNA
$25.6B
$2.9M 0.2%
7,547
+5,570
+282% +$2.05M
GSG icon
127
iShares S&P GSCI Commodity-Indexed Trust
GSG
$939M
$2.9M 0.2%
172,070
-15,691
-8% -$251K
JPM icon
128
JPMorgan Chase
JPM
$965B
$2.86M 0.19%
17,481
-642
-4% -$101K
VWO icon
129
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$2.84M 0.19%
56,863
-654
-1% -$33.8K
IUSB icon
130
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$2.82M 0.19%
52,938
+6,771
+15% +$364K
SLYG icon
131
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.22B
$2.81M 0.19%
32,250
+1,799
+6% +$159K
VNQ icon
132
Vanguard Real Estate ETF
VNQ
$39B
$2.74M 0.19%
26,957
+1,901
+8% +$202K
VGT icon
133
Vanguard Information Technology ETF
VGT
$150B
$2.73M 0.18%
54,392
+1,384
+3% +$71.7K
DEED icon
134
First Trust Securitized Plus ETF
DEED
$64.8M
$2.72M 0.18%
104,918
+18,548
+21% +$482K
SPBO icon
135
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$2.71M 0.18%
77,165
+6,588
+9% +$234K
EFAV icon
136
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$2.7M 0.18%
35,840
+4,313
+14% +$335K
SPLV icon
137
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$2.69M 0.18%
44,275
+4,779
+12% +$301K
TRND icon
138
Pacer Trendpilot Fund of Funds ETF
TRND
$64.3M
$2.68M 0.18%
88,689
-2,578
-3% -$79.1K
LIT icon
139
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$2.66M 0.18%
32,491
+9,744
+43% +$799K
ABBV icon
140
AbbVie
ABBV
$443B
$2.61M 0.18%
24,193
+2,146
+10% +$245K
XLF icon
141
State Street Financial Select Sector SPDR ETF
XLF
$59B
$2.6M 0.18%
69,379
+13,279
+24% +$497K
AOD
142
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$2.58M 0.17%
265,327
-77,538
-23% -$793K
ARI
143
Apollo Commercial Real Estate
ARI
$890M
$2.57M 0.17%
173,538
+3,448
+2% +$52.7K
MUB icon
144
iShares National Muni Bond ETF
MUB
$45.9B
$2.57M 0.17%
22,116
-343
-2% -$40.2K
BLOK icon
145
Amplify Blockchain Technology ETF
BLOK
$1.07B
$2.54M 0.17%
56,903
+3,792
+7% +$178K
VEU icon
146
Vanguard FTSE All-World ex-US ETF
VEU
$70.6B
$2.5M 0.17%
40,935
-2,239
-5% -$141K
NKE icon
147
Nike
NKE
$60.5B
$2.48M 0.17%
17,039
+4,774
+39% +$778K
VCR icon
148
Vanguard Consumer Discretionary ETF
VCR
$6.09B
$2.45M 0.17%
7,915
-14,418
-65% -$4.58M
IWF icon
149
iShares Russell 1000 Growth ETF
IWF
$128B
$2.44M 0.16%
36,720
-3,528
-9% -$250K
EFG icon
150
iShares MSCI EAFE Growth ETF
EFG
$17.4B
$2.43M 0.16%
22,806
+7,396
+48% +$814K
4 5
6
7 8

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OCBV
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BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
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KAH
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BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.