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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
126
ExxonMobil
XOM
$654B
$2.63M 0.19%
46,869
+1,382
+3% +$72.5K
EFAV icon
127
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.47B
$2.61M 0.19%
35,813
-20,037
-36% -$1.47M
VGT icon
128
Vanguard Information Technology ETF
VGT
$151B
$2.61M 0.19%
58,312
-456
-0.8% -$20.5K
VB icon
129
Vanguard Morningstar Small-Cap ETF
VB
$83.2B
$2.58M 0.18%
12,059
-2,696
-18% -$568K
IWF icon
130
iShares Russell 1000 Growth ETF
IWF
$129B
$2.5M 0.18%
41,128
-3,136
-7% -$191K
SLYG icon
131
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$2.5M 0.18%
29,083
+4,744
+19% +$403K
SPBO icon
132
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$2.45M 0.17%
71,230
-442
-0.6% -$15.5K
QUAL icon
133
iShares MSCI USA Quality Factor ETF
QUAL
$48.3B
$2.44M 0.17%
20,056
-232
-1% -$27.4K
PTLC icon
134
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$2.44M 0.17%
70,133
+7,464
+12% +$252K
JNK icon
135
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$2.43M 0.17%
22,370
+7,201
+47% +$782K
SHY icon
136
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$2.39M 0.17%
27,707
-11,853
-30% -$1.02M
IUSV icon
137
iShares Core S&P US Value ETF
IUSV
$27.9B
$2.38M 0.17%
34,587
-334
-1% -$21.9K
ARI
138
Apollo Commercial Real Estate
ARI
$890M
$2.37M 0.17%
169,669
-1,778
-1% -$22.8K
MCD icon
139
McDonald's
MCD
$194B
$2.37M 0.17%
10,565
+753
+8% +$161K
O icon
140
Realty Income
O
$59.7B
$2.35M 0.17%
38,125
+1,810
+5% +$107K
AXON
141
Axon Enterprise
AXON
$48.3B
$2.33M 0.17%
16,394
+98
+0.6% +$15.3K
PFE icon
142
Pfizer
PFE
$153B
$2.33M 0.17%
64,259
-1,466
-2% -$52.1K
TRND icon
143
Pacer Trendpilot Fund of Funds ETF
TRND
$64.3M
$2.33M 0.17%
80,154
+24,182
+43% +$693K
GRID
144
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.3B
$2.33M 0.16%
26,936
+6,131
+29% +$523K
VXUS icon
145
Vanguard Total International Stock ETF
VXUS
$164B
$2.31M 0.16%
36,821
-2,291
-6% -$144K
VCR icon
146
Vanguard Consumer Discretionary ETF
VCR
$6.11B
$2.3M 0.16%
7,789
+225
+3% +$65.3K
HDV
147
iShares Core High Dividend ETF
HDV
$15.1B
$2.3M 0.16%
121,005
+38,090
+46% +$695K
ALK icon
148
Alaska Air
ALK
$5.36B
$2.29M 0.16%
33,042
+7,630
+30% +$459K
IJT icon
149
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.44B
$2.29M 0.16%
17,833
-1,560
-8% -$198K
DGRO icon
150
iShares Core Dividend Growth ETF
DGRO
$43.9B
$2.28M 0.16%
47,284
-27,423
-37% -$1.27M
4 5
6
7 8

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.