We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCIT icon
126
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$2.62M 0.18%
26,909
+1,130
+4% +$109K
RVT icon
127
Royce Value Trust
RVT
$2.32B
$2.6M 0.18%
161,277
-29,978
-16% -$439K
VGT icon
128
Vanguard Information Technology ETF
VGT
$151B
$2.6M 0.18%
58,768
+2,760
+5% +$114K
ADBE icon
129
Adobe
ADBE
$102B
$2.6M 0.18%
5,208
+1,152
+28% +$557K
SPBO icon
130
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$2.6M 0.18%
+71,672
New +$2.56M
CLIX icon
131
ProShares Long Online/Short Stores ETF
CLIX
$6.28M
$2.57M 0.18%
27,811
+16,757
+152% +$1.48M
PDP icon
132
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$2.55M 0.17%
+29,076
New +$2.38M
IWF icon
133
iShares Russell 1000 Growth ETF
IWF
$129B
$2.55M 0.17%
44,264
-6,840
-13% -$389K
FMB icon
134
First Trust Managed Municipal ETF
FMB
$2.07B
$2.54M 0.17%
44,821
+2,805
+7% +$157K
FXL icon
135
First Trust Technology AlphaDEX Fund
FXL
$2.89B
$2.53M 0.17%
22,633
-220
-1% -$22.3K
VWO icon
136
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$2.53M 0.17%
49,257
-9,213
-16% -$433K
QCOM icon
137
Qualcomm
QCOM
$174B
$2.48M 0.17%
+12,140
New +$1.69M
EEM icon
138
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$2.47M 0.17%
38,955
-20,726
-35% -$997K
TIP icon
139
iShares TIPS Bond ETF
TIP
$14.8B
$2.46M 0.17%
19,102
+7,882
+70% +$994K
CSCO icon
140
Cisco
CSCO
$448B
$2.45M 0.17%
54,826
+1,807
+3% +$74.3K
QTEC icon
141
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.91B
$2.45M 0.17%
17,766
-24
-0.1% -$3.07K
IGIB icon
142
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$2.44M 0.17%
39,338
-6,502
-14% -$398K
VOE icon
143
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$2.43M 0.17%
20,388
+2,706
+15% +$303K
PFE icon
144
Pfizer
PFE
$153B
$2.42M 0.17%
65,725
+1,626
+3% +$59.6K
VXUS icon
145
Vanguard Total International Stock ETF
VXUS
$164B
$2.35M 0.16%
39,112
-460
-1% -$25.9K
FXD icon
146
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$272M
$2.35M 0.16%
46,220
-705
-2% -$33.1K
TDOC icon
147
Teladoc Health
TDOC
$1.26B
$2.35M 0.16%
11,727
+325
+3% +$66.1K
VNQI icon
148
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$2.31M 0.16%
42,526
-4,193
-9% -$216K
QUAL icon
149
iShares MSCI USA Quality Factor ETF
QUAL
$48.3B
$2.25M 0.15%
20,288
+4,816
+31% +$530K
MUB icon
150
iShares National Muni Bond ETF
MUB
$45.9B
$2.24M 0.15%
19,743
+1,105
+6% +$128K
4 5
6
7 8

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.