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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLN icon
126
WisdomTree US LargeCap Dividend Fund
DLN
$6.45B
$2M 0.17%
41,228
-3,168
-7% -$154K
FXD icon
127
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$272M
$2M 0.17%
+46,925
New +$1.94M
ADBE icon
128
Adobe
ADBE
$102B
$1.99M 0.17%
4,056
-2
-0% -$930
RDVY icon
129
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$1.97M 0.17%
60,122
+411
+0.7% +$13.3K
NMZ icon
130
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$1.95M 0.17%
144,301
+328
+0.2% +$4.42K
EDV icon
131
Vanguard World Funds Extended Duration ETF
EDV
$3.49B
$1.95M 0.17%
11,747
-57,763
-83% -$9.76M
XSOE icon
132
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$1.94M 0.17%
57,701
-897
-2% -$29.8K
IEP icon
133
Icahn Enterprises
IEP
$5.38B
$1.93M 0.16%
39,183
-34,143
-47% -$1.72M
GMOM icon
134
Cambria Global Momentum ETF
GMOM
$72.6M
$1.9M 0.16%
79,118
-111,016
-58% -$2.7M
PTMC icon
135
Pacer Trendpilot US Mid Cap ETF
PTMC
$407M
$1.9M 0.16%
69,434
-33,865
-33% -$937K
VV icon
136
Vanguard Morningstar Large-Cap ETF
VV
$54.8B
$1.89M 0.16%
12,076
-55
-0.5% -$8.48K
ITOT icon
137
iShares Core S&P Total US Stock Market ETF
ITOT
$98.4B
$1.88M 0.16%
24,941
+4,084
+20% +$305K
GDX icon
138
VanEck Gold Miners ETF
GDX
$26.9B
$1.85M 0.16%
+46,725
New +$1.9M
HYD icon
139
VanEck High Yield Muni ETF
HYD
$4.41B
$1.84M 0.16%
30,824
-222
-0.7% -$13.3K
BMY icon
140
Bristol-Myers Squibb
BMY
$132B
$1.84M 0.16%
20,182
+2,144
+12% +$129K
PWB icon
141
Invesco Large Cap Growth ETF
PWB
$2.46B
$1.83M 0.16%
29,638
-466
-2% -$27.8K
XSLV icon
142
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$1.82M 0.16%
54,953
-3,431
-6% -$118K
XOM icon
143
ExxonMobil
XOM
$655B
$1.81M 0.15%
52,566
-9,686
-16% -$396K
VOE icon
144
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$1.79M 0.15%
17,682
-26,245
-60% -$2.66M
MA icon
145
Mastercard
MA
$490B
$1.76M 0.15%
5,216
+95
+2% +$30.9K
LMT icon
146
Lockheed Martin
LMT
$139B
$1.76M 0.15%
4,580
+86
+2% +$32.8K
KO icon
147
Coca-Cola
KO
$377B
$1.74M 0.15%
35,234
-33
-0.1% -$1.59K
IUSV icon
148
iShares Core S&P US Value ETF
IUSV
$27.9B
$1.72M 0.15%
31,744
+4,103
+15% +$224K
UNP icon
149
Union Pacific
UNP
$177B
$1.7M 0.15%
8,657
-306
-3% -$56.9K
IAU icon
150
iShares Gold Trust
IAU
$64.7B
$1.7M 0.15%
47,310
-54,856
-54% -$2M
4 5
6
7 8

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.