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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+19.03%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$354M
Cap. Flow
+$192M
Cap. Flow %
18.18%
Top 10 Hldgs %
19.93%
Holding
646
New
168
Increased
253
Reduced
160
Closed
39

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12.5M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.6M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$10.4M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$7.69M
5
SLV icon
iShares Silver Trust
SLV
+$4.53M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$16.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
3
AMZN icon
Amazon
AMZN
+$12.9M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.2M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.95M

Sector Composition

Rank Sector Weight
1 Technology 9.43%
2 Consumer Discretionary 2.61%
3 Healthcare 2.43%
4 Industrials 2.36%
5 Communication Services 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIDI icon
126
Vident International Equity Strategy
VIDI
$449M
$2.01M 0.19%
99,050
-709
-0.7% -$13.6K
ABBV icon
127
AbbVie
ABBV
$443B
$1.98M 0.19%
20,134
+2,413
+14% +$212K
XSLV icon
128
Invesco S&P SmallCap Low Volatility ETF
XSLV
$250M
$1.98M 0.19%
58,384
+9,260
+19% +$308K
VOT icon
129
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.1B
$1.97M 0.19%
11,937
-748
-6% -$113K
NFLX icon
130
Netflix
NFLX
$320B
$1.97M 0.19%
43,200
+16,700
+63% +$711K
BIL icon
131
CALL
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$1.95M 0.19%
+20,951
New +$1.92M
IXUS icon
132
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$1.93M 0.18%
32,315
+26,890
+496% +$1.38M
VGT icon
133
Vanguard Information Technology ETF
VGT
$150B
$1.93M 0.18%
55,288
+672
+1% +$21K
KMB icon
134
Kimberly-Clark
KMB
$36.6B
$1.91M 0.18%
13,522
-214
-2% -$29.5K
NMZ icon
135
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$1.9M 0.18%
+143,973
New +$1.81M
ACWV icon
136
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.37B
$1.89M 0.18%
21,539
-110
-0.5% -$9.52K
FYC icon
137
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$1.88M 0.18%
44,325
+590
+1% +$22.5K
NEAR icon
138
iShares Short Maturity Bond ETF
NEAR
$4.89B
$1.88M 0.18%
37,551
-4,157
-10% -$206K
ADP icon
139
Automatic Data Processing
ADP
$107B
$1.85M 0.18%
12,436
-785
-6% -$112K
AMD icon
140
Advanced Micro Devices
AMD
$802B
$1.84M 0.17%
35,067
+1,000
+3% +$53K
HON icon
141
CALL
Honeywell
HON
$74B
$1.84M 0.17%
+13,298
New +$1.76M
RDVY icon
142
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$1.84M 0.17%
59,711
+12,589
+27% +$366K
HYD icon
143
VanEck High Yield Muni ETF
HYD
$4.41B
$1.84M 0.17%
+31,046
New +$1.75M
PTEU icon
144
Pacer Trendpilot European Index ETF
PTEU
$38.4M
$1.84M 0.17%
77,595
+3,914
+5% +$92.8K
IJR icon
145
iShares Core S&P Small-Cap ETF
IJR
$113B
$1.83M 0.17%
26,694
-6,609
-20% -$417K
ARKK icon
146
ARK Innovation ETF
ARKK
$6.45B
$1.82M 0.17%
25,525
+2,414
+10% +$141K
PFE icon
147
Pfizer
PFE
$153B
$1.81M 0.17%
58,284
+3,745
+7% +$127K
ARI
148
Apollo Commercial Real Estate
ARI
$890M
$1.8M 0.17%
+183,225
New +$1.55M
ADBE icon
149
Adobe
ADBE
$102B
$1.79M 0.17%
4,058
+93
+2% +$34.5K
VV icon
150
Vanguard Morningstar Large-Cap ETF
VV
$54.7B
$1.76M 0.17%
12,131
+283
+2% +$38.3K
4 5
6
7 8

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, Financial Advocates Investment Management held 646 positions worth $1.06B, up 51% from $701M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $192M of net new capital in Q2 2020, opening 168 new positions and adding to 253 existing holdings. Its largest new stake was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $3.95M trimmed.

  • Financial Advocates Investment Management's largest Q2 2020 buy was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.
  • Financial Advocates Investment Management added most to Vanguard Short-Term Treasury ETF in Q2 2020, an estimated $12.5M increase.
  • Financial Advocates Investment Management's biggest Q2 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $3.95M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q2 2020, selling an estimated $16.3M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.06B portfolio in Q2 2020.
  • Financial Advocates Investment Management opened 168 new positions and closed 39 in Q2 2020.
  • Financial Advocates Investment Management's portfolio value rose 51% quarter-over-quarter to $1.06B.

Based on Financial Advocates Investment Management's 13F filing for Q2 2020, filed 14 Aug 2020.