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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
126
Lockheed Martin
LMT
$138B
$1.53M 0.22%
4,522
+297
+7% +$117K
SCHE icon
127
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.53M 0.22%
73,931
+20,810
+39% +$520K
SCHB icon
128
Schwab US Broad Market ETF
SCHB
$45B
$1.48M 0.21%
146,898
+1,974
+1% +$23.9K
XLK icon
129
State Street Technology Select Sector SPDR ETF
XLK
$125B
$1.48M 0.21%
36,764
-37,720
-51% -$1.72M
VCIT icon
130
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$1.46M 0.21%
16,764
-1,282
-7% -$117K
IJT icon
131
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$1.45M 0.21%
21,034
+34
+0.2% +$3K
RTX icon
132
RTX Corp
RTX
$296B
$1.45M 0.21%
24,415
+164
+0.7% +$13.9K
VGT icon
133
Vanguard Information Technology ETF
VGT
$151B
$1.45M 0.21%
54,616
+7,328
+15% +$222K
HUSV icon
134
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.5M
$1.44M 0.21%
66,485
+14,575
+28% +$386K
IUSV icon
135
iShares Core S&P US Value ETF
IUSV
$27.9B
$1.43M 0.2%
30,923
+2,697
+10% +$155K
FYC icon
136
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$1.43M 0.2%
+43,735
New +$1.86M
VV icon
137
Vanguard Morningstar Large-Cap ETF
VV
$54.7B
$1.4M 0.2%
11,848
+3,539
+43% +$497K
MCD icon
138
McDonald's
MCD
$193B
$1.4M 0.2%
8,460
-4,808
-36% -$947K
TIP icon
139
iShares TIPS Bond ETF
TIP
$14.7B
$1.4M 0.2%
11,856
-2,426
-17% -$286K
XSOE icon
140
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$1.39M 0.2%
56,896
+6,201
+12% +$181K
VBR icon
141
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.38M 0.2%
15,566
+1,891
+14% +$229K
VIOV icon
142
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$1.36M 0.19%
+31,432
New +$1.88M
GDX icon
143
VanEck Gold Miners ETF
GDX
$26.7B
$1.36M 0.19%
58,931
-160
-0.3% -$4.38K
NOC icon
144
Northrop Grumman
NOC
$81.3B
$1.36M 0.19%
4,484
+180
+4% +$62.6K
ABBV icon
145
AbbVie
ABBV
$443B
$1.35M 0.19%
17,721
+3,010
+20% +$256K
GOVI icon
146
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$1.33M 0.19%
33,840
-50,085
-60% -$1.84M
SCHV
147
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$1.31M 0.19%
89,040
-35,037
-28% -$642K
HDV
148
iShares Core High Dividend ETF
HDV
$15.1B
$1.29M 0.18%
90,105
-7,525
-8% -$133K
FLOT icon
149
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.28M 0.18%
26,183
-9,495
-27% -$475K
VTEB icon
150
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$1.27M 0.18%
24,092
-1,619
-6% -$86.7K
4 5
6
7 8

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.