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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
126
iShares Russell 1000 Growth ETF
IWF
$129B
$1.6M 0.2%
42,220
+16,416
+64% +$590K
TIP icon
127
iShares TIPS Bond ETF
TIP
$14.7B
$1.6M 0.2%
14,128
-10,338
-42% -$1.15M
BP icon
128
BP
BP
$110B
$1.52M 0.19%
35,420
-867
-2% -$35.5K
SCHZ icon
129
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$1.51M 0.19%
58,320
+29,624
+103% +$756K
VBR icon
130
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.5M 0.19%
11,692
-1,053
-8% -$134K
SLV icon
131
iShares Silver Trust
SLV
$31.4B
$1.49M 0.19%
105,315
-1,204
-1% -$17.6K
SCHE icon
132
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.49M 0.19%
57,196
+5,401
+10% +$137K
IBM icon
133
IBM
IBM
$221B
$1.48M 0.18%
10,945
+1,141
+12% +$145K
MCD icon
134
McDonald's
MCD
$193B
$1.47M 0.18%
7,727
-301
-4% -$54.6K
FLOT icon
135
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.46M 0.18%
28,636
+1,237
+5% +$62.7K
XSOE icon
136
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$1.43M 0.18%
49,750
-300
-0.6% -$8.34K
FIXD icon
137
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$1.43M 0.18%
28,213
+1,129
+4% +$56.2K
KO icon
138
Coca-Cola
KO
$376B
$1.42M 0.18%
30,247
+1,651
+6% +$77.2K
BSV icon
139
Vanguard Short-Term Bond ETF
BSV
$45.7B
$1.41M 0.18%
17,764
-19,052
-52% -$1.5M
GDX icon
140
VanEck Gold Miners ETF
GDX
$26.9B
$1.4M 0.17%
62,203
+52,511
+542% +$1.15M
IWO icon
141
iShares Russell 2000 Growth ETF
IWO
$15B
$1.38M 0.17%
7,028
-31
-0.4% -$5.9K
VNLA icon
142
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$1.36M 0.17%
27,465
+21,891
+393% +$1.08M
LMBS icon
143
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.4B
$1.36M 0.17%
26,559
+3,032
+13% +$155K
NVS icon
144
Novartis
NVS
$289B
$1.35M 0.17%
15,627
-288
-2% -$23.1K
IGF icon
145
iShares Global Infrastructure ETF
IGF
$10.7B
$1.33M 0.17%
29,686
+1,776
+6% +$76.1K
QTEC icon
146
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.9B
$1.32M 0.16%
16,001
+310
+2% +$23.9K
UNP icon
147
Union Pacific
UNP
$176B
$1.3M 0.16%
7,804
+64
+0.8% +$10.3K
VFC icon
148
VF Corp
VFC
$5.72B
$1.3M 0.16%
15,888
+257
+2% +$20K
BIZD icon
149
VanEck BDC Income ETF
BIZD
$1.69B
$1.27M 0.16%
77,877
+2,875
+4% +$46K
IBB icon
150
iShares Biotechnology ETF
IBB
$9.82B
$1.27M 0.16%
11,381
+4,653
+69% +$510K
4 5
6
7 8

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Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.