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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
126
Merck
MRK
$332B
$1.49M 0.2%
20,485
-3,410
-14% -$241K
VBR icon
127
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$1.45M 0.2%
12,745
-3,213
-20% -$407K
MCD icon
128
McDonald's
MCD
$195B
$1.43M 0.19%
8,028
-702
-8% -$124K
BCX icon
129
BlackRock Resources & Commodities Strategy Trust
BCX
$962M
$1.4M 0.19%
198,484
+86,000
+76% +$680K
MDY icon
130
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$1.4M 0.19%
4,610
-3,338
-42% -$1.11M
RVT icon
131
Royce Value Trust
RVT
$2.32B
$1.39M 0.19%
117,925
+35,927
+44% +$497K
FLOT icon
132
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.38M 0.19%
27,399
+19,470
+246% +$988K
KO icon
133
Coca-Cola
KO
$377B
$1.35M 0.18%
28,596
+323
+1% +$15.5K
FIXD icon
134
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$1.34M 0.18%
27,084
+2,406
+10% +$117K
BP icon
135
BP
BP
$110B
$1.33M 0.18%
36,287
-1,522
-4% -$60.8K
XLY icon
136
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$1.32M 0.18%
26,732
+1,592
+6% +$84.2K
FBT icon
137
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$1.32M 0.18%
10,644
-178
-2% -$24.3K
SRLN icon
138
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
$1.32M 0.18%
29,489
+756
+3% +$35.1K
OEF icon
139
iShares S&P 100 ETF
OEF
$20.6B
$1.29M 0.18%
11,570
-1,702
-13% -$205K
XSOE icon
140
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$1.28M 0.17%
50,050
-190
-0.4% -$4.95K
SCHA icon
141
Schwab U.S Small- Cap ETF
SCHA
$23.4B
$1.24M 0.17%
81,576
-18,572
-19% -$314K
NVS icon
142
Novartis
NVS
$289B
$1.22M 0.17%
15,915
-180
-1% -$14K
SCHE icon
143
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.22M 0.17%
51,795
+9,332
+22% +$226K
PTEU icon
144
Pacer Trendpilot European Index ETF
PTEU
$38.4M
$1.22M 0.17%
48,488
+3,551
+8% +$90.5K
CB icon
145
Chubb
CB
$133B
$1.21M 0.17%
9,380
-1,351
-13% -$175K
LMBS icon
146
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.41B
$1.2M 0.16%
23,527
+1,271
+6% +$64.7K
XLI icon
147
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$1.19M 0.16%
18,489
-13,928
-43% -$987K
IWO icon
148
iShares Russell 2000 Growth ETF
IWO
$15.1B
$1.19M 0.16%
7,059
-1,322
-16% -$247K
EMB icon
149
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.16M 0.16%
11,134
-2,236
-17% -$234K
LMT icon
150
Lockheed Martin
LMT
$139B
$1.15M 0.16%
4,374
-4,416
-50% -$1.34M
4 5
6
7 8

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.