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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
126
iShares S&P 100 ETF
OEF
$20.5B
$1.72M 0.19%
13,272
+1,022
+8% +$129K
FBT icon
127
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$1.72M 0.19%
10,822
+6,675
+161% +$1.01M
IUSV icon
128
iShares Core S&P US Value ETF
IUSV
$27.9B
$1.69M 0.19%
30,031
+3,100
+12% +$173K
BP icon
129
BP
BP
$110B
$1.66M 0.19%
37,809
-1,675
-4% -$70K
EMR icon
130
Emerson Electric
EMR
$89.5B
$1.65M 0.18%
21,527
-1,162
-5% -$85.7K
GOOG icon
131
Alphabet (Google) Class C
GOOG
$4.19T
$1.62M 0.18%
27,140
+220
+0.8% +$13.2K
MRK icon
132
Merck
MRK
$332B
$1.62M 0.18%
23,895
+406
+2% +$25.9K
FEX icon
133
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$1.6M 0.18%
25,652
+1,527
+6% +$94K
AOR icon
134
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
$1.56M 0.17%
34,563
+8,062
+30% +$361K
IUSG icon
135
iShares Core S&P US Growth ETF
IUSG
$34B
$1.5M 0.17%
24,089
+3,512
+17% +$212K
FV icon
136
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$1.5M 0.17%
48,397
+266
+0.6% +$8.2K
IJS icon
137
iShares S&P Small-Cap 600 Value ETF
IJS
$8.39B
$1.48M 0.17%
17,776
+330
+2% +$27.9K
MRVL icon
138
Marvell Technology
MRVL
$205B
$1.48M 0.17%
75,783
+1,842
+2% +$37.9K
XLY icon
139
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.4B
$1.47M 0.16%
25,140
+14,400
+134% +$820K
MCD icon
140
McDonald's
MCD
$193B
$1.46M 0.16%
8,730
-3
-0% -$481
EMB icon
141
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.44M 0.16%
13,370
+631
+5% +$67.8K
CB icon
142
Chubb
CB
$132B
$1.43M 0.16%
10,731
-1,055
-9% -$143K
XSOE icon
143
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$1.42M 0.16%
50,240
+4,375
+10% +$127K
VFC icon
144
VF Corp
VFC
$5.72B
$1.4M 0.16%
15,951
-1,028
-6% -$87.7K
VOOG icon
145
Vanguard S&P 500 Growth ETF
VOOG
$27.4B
$1.39M 0.16%
52,446
+240
+0.5% +$6.17K
AMGN icon
146
Amgen
AMGN
$226B
$1.39M 0.15%
6,682
+356
+6% +$70.2K
CCT
147
DELISTED
Corporate Capital Trust, Inc.
CCT
$1.38M 0.15%
90,558
-60,097
-40% -$987K
NVDA icon
148
NVIDIA
NVDA
$5.43T
$1.38M 0.15%
195,880
+27,160
+16% +$177K
BSV icon
149
Vanguard Short-Term Bond ETF
BSV
$45.7B
$1.37M 0.15%
17,565
+2,208
+14% +$172K
SRLN icon
150
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
$1.36M 0.15%
28,733
-4,132
-13% -$195K
4 5
6
7 8

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.