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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
–
Cap. Flow
+$719M
Cap. Flow %
98.1%
Top 10 Hldgs %
22.29%
Holding
499
New
499
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$28.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$20.2M
3
BND icon
Vanguard Total Bond Market
BND
+$16.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 5.1%
2 Energy 3.49%
3 Financials 3.17%
4 Consumer Discretionary 2.91%
5 Communication Services 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
126
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
$1.29M 0.18%
+46,135
New +$1.24M
BAC icon
127
Bank of America
BAC
$453B
$1.29M 0.18%
+43,598
New +$1.2M
PFF icon
128
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.28M 0.18%
+33,685
New +$1.29M
TOTL icon
129
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$1.27M 0.17%
+26,182
New +$1.28M
KO icon
130
Coca-Cola
KO
$373B
$1.25M 0.17%
+27,333
New +$1.26M
MRK icon
131
Merck
MRK
$328B
$1.22M 0.17%
+22,774
New +$1.26M
FDL icon
132
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.88B
$1.22M 0.17%
+40,605
New +$1.19M
BX icon
133
Blackstone
BX
$110B
$1.22M 0.17%
+38,092
New +$1.24M
NVS icon
134
Novartis
NVS
$290B
$1.21M 0.17%
+16,065
New +$1.21M
DTD icon
135
WisdomTree US Total Dividend Fund
DTD
$1.69B
$1.17M 0.16%
+25,252
New +$1.14M
VFC icon
136
VF Corp
VFC
$5.73B
$1.17M 0.16%
+16,769
New +$1.11M
BIV icon
137
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.16M 0.16%
+13,844
New +$1.17M
HISF icon
138
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.8M
$1.15M 0.16%
+22,522
New +$1.15M
CSCO icon
139
Cisco
CSCO
$488B
$1.15M 0.16%
+30,033
New +$1.07M
TSLA icon
140
Tesla
TSLA
$1.29T
$1.15M 0.16%
+55,320
New +$1.2M
LMBS icon
141
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$1.14M 0.16%
+22,101
New +$1.15M
IDV icon
142
iShares International Select Dividend ETF
IDV
$8.51B
$1.14M 0.15%
+33,593
New +$1.13M
IUSV icon
143
iShares Core S&P US Value ETF
IUSV
$27.8B
$1.14M 0.15%
+20,479
New +$1.1M
VOOG icon
144
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$1.14M 0.15%
+49,740
New +$1.11M
MUB icon
145
iShares National Muni Bond ETF
MUB
$45.9B
$1.13M 0.15%
+10,196
New +$1.13M
FTSL icon
146
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$1.12M 0.15%
+23,283
New +$1.12M
KMB icon
147
Kimberly-Clark
KMB
$36.2B
$1.11M 0.15%
+9,234
New +$1.08M
JNK icon
148
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$1.1M 0.15%
+10,012
New +$1.11M
IWF icon
149
iShares Russell 1000 Growth ETF
IWF
$128B
$1.1M 0.15%
+32,716
New +$1.07M
MLPX icon
150
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$1.09M 0.15%
+26,780
New +$1.06M
4 5
6
7 8

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KAH
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Financial Advocates Investment Management's Q4 2017 Portfolio in Review

Q4 2017 is the first quarter with a 13F filing on record for Financial Advocates Investment Management, which disclosed 499 positions worth $733M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Invesco QQQ Trust: 184,494 shares worth $28.7M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, followed by Energy and Financials.

  • Financial Advocates Investment Management's largest Q4 2017 buy was Invesco QQQ Trust: 184,494 shares worth $28.7M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2017.
  • Financial Advocates Investment Management disclosed 499 positions in Q4 2017, its first 13F filing on record.

Based on Financial Advocates Investment Management's 13F filing for Q4 2017, filed 15 Feb 2018.