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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$198M
Cap. Flow
+$71.7M
Cap. Flow %
4.15%
Top 10 Hldgs %
22.13%
Holding
816
New
84
Increased
368
Reduced
285
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.4M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.5M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$10.2M
4
JGRO icon
JPMorgan Active Growth ETF
JGRO
+$8.19M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.71M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$11.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.75M
4
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$6.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Consumer Discretionary 3.39%
3 Industrials 3.09%
4 Financials 3.03%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
101
Vanguard High Dividend Yield ETF
VYM
$84.2B
$3.93M 0.23%
32,487
-1,095
-3% -$125K
SHOP icon
102
Shopify
SHOP
$195B
$3.87M 0.22%
50,123
+1,942
+4% +$153K
GSLC icon
103
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16.1B
$3.82M 0.22%
36,774
-2,565
-7% -$253K
SDVY icon
104
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$3.75M 0.22%
107,682
+9,819
+10% +$321K
UNP icon
105
Union Pacific
UNP
$176B
$3.74M 0.22%
15,204
+481
+3% +$118K
NEE icon
106
NextEra Energy
NEE
$179B
$3.71M 0.21%
58,040
-7,156
-11% -$419K
FTCS icon
107
First Trust Capital Strength ETF
FTCS
$7.99B
$3.7M 0.21%
43,229
-6,890
-14% -$569K
FMHI icon
108
First Trust Municipal High Income ETF
FMHI
$1.01B
$3.69M 0.21%
76,497
+7,953
+12% +$381K
AMD icon
109
Advanced Micro Devices
AMD
$803B
$3.68M 0.21%
20,395
+5,119
+34% +$895K
IJT icon
110
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.44B
$3.6M 0.21%
27,543
-174
-0.6% -$21.7K
AOA icon
111
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.29B
$3.59M 0.21%
41,515
+20,767
+100% +$1.47M
SBUX icon
112
Starbucks
SBUX
$125B
$3.56M 0.21%
38,976
-451
-1% -$41.9K
MRK icon
113
Merck
MRK
$329B
$3.55M 0.21%
26,877
+1,046
+4% +$129K
VEA icon
114
Vanguard FTSE Developed Markets ETF
VEA
$239B
$3.53M 0.2%
70,431
-1,736
-2% -$83.8K
IJK icon
115
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$3.46M 0.2%
37,976
-1,690
-4% -$141K
MGK icon
116
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$3.46M 0.2%
60,435
+7,635
+14% +$421K
XLRE icon
117
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.65B
$3.44M 0.2%
68,200
+43,573
+177% +$1.69M
AMLP icon
118
Alerian MLP ETF
AMLP
$13.1B
$3.44M 0.2%
72,456
+13,790
+24% +$619K
HD icon
119
Home Depot
HD
$344B
$3.43M 0.2%
8,950
+84
+0.9% +$30.7K
JNJ icon
120
Johnson & Johnson
JNJ
$627B
$3.4M 0.2%
21,525
-405
-2% -$64.5K
SPDV icon
121
AAM S&P 500 High Dividend Value ETF
SPDV
$103M
$3.33M 0.19%
105,955
-9,602
-8% -$285K
DGRO icon
122
iShares Core Dividend Growth ETF
DGRO
$43.9B
$3.32M 0.19%
57,145
+1,708
+3% +$94.8K
SPTI icon
123
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$3.28M 0.19%
116,449
+16,320
+16% +$461K
TLT icon
124
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$3.26M 0.19%
29,800
-3,390
-10% -$321K
SCHG icon
125
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$3.26M 0.19%
146,748
-88,536
-38% -$1.96M
3 4
5
6 7

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Financial Advocates Investment Management held 816 positions worth $1.73B, up 13% from $1.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $71.7M of net new capital in Q1 2024, opening 84 new positions and adding to 368 existing holdings. Its largest new stake was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares Russell 1000 ETF, an estimated $11.6M trimmed.

  • Financial Advocates Investment Management's largest Q1 2024 buy was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $20.4M increase.
  • Financial Advocates Investment Management's biggest Q1 2024 reduction was iShares Russell 1000 ETF, cutting an estimated $11.6M.
  • Financial Advocates Investment Management fully exited Franklin US Low Volatility High Dividend Index ETF in Q1 2024, selling an estimated $6.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.73B portfolio in Q1 2024.
  • Financial Advocates Investment Management opened 84 new positions and closed 43 in Q1 2024.
  • Financial Advocates Investment Management's portfolio value rose 13% quarter-over-quarter to $1.73B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2024, filed 1 May 2024.