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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
101
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$3.66M 0.24%
76,400
+72,804
+2,025% +$6.73M
FTSM icon
102
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$3.66M 0.24%
61,812
-8,255
-12% -$492K
XOM icon
103
ExxonMobil
XOM
$652B
$3.64M 0.24%
36,439
-646
-2% -$67.9K
UNP icon
104
Union Pacific
UNP
$176B
$3.62M 0.24%
14,723
-334
-2% -$73.4K
IJT icon
105
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.44B
$3.47M 0.23%
27,717
+7,982
+40% +$895K
VEA icon
106
Vanguard FTSE Developed Markets ETF
VEA
$239B
$3.46M 0.23%
72,167
+4,082
+6% +$183K
JNJ icon
107
Johnson & Johnson
JNJ
$630B
$3.44M 0.22%
21,930
-4,625
-17% -$709K
MUB icon
108
iShares National Muni Bond ETF
MUB
$46B
$3.42M 0.22%
31,805
-840
-3% -$87.8K
SPDV icon
109
AAM S&P 500 High Dividend Value ETF
SPDV
$103M
$3.41M 0.22%
115,557
-30,950
-21% -$848K
TLT icon
110
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$3.38M 0.22%
33,190
-9,588
-22% -$866K
XLI icon
111
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$3.38M 0.22%
29,648
+11,916
+67% +$1.25M
QQQM icon
112
Invesco NASDAQ 100 ETF
QQQM
$104B
$3.34M 0.22%
19,814
+5,830
+42% +$911K
META icon
113
Meta Platforms (Facebook)
META
$1.51T
$3.31M 0.22%
9,354
-553
-6% -$180K
FMHI icon
114
First Trust Municipal High Income ETF
FMHI
$1.01B
$3.27M 0.21%
68,544
-3,960
-5% -$181K
USFR icon
115
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$3.26M 0.21%
65,137
-2,711
-4% -$137K
OEF icon
116
iShares S&P 100 ETF
OEF
$20.6B
$3.23M 0.21%
28,725
+23,413
+441% +$4.92M
SDVY icon
117
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$3.21M 0.21%
97,863
+7,804
+9% +$228K
IJK icon
118
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$3.19M 0.21%
39,666
+15,811
+66% +$1.16M
IWF icon
119
iShares Russell 1000 Growth ETF
IWF
$129B
$3.15M 0.21%
71,656
+39,396
+122% +$2.79M
HD icon
120
Home Depot
HD
$343B
$3.07M 0.2%
8,866
-1,163
-12% -$360K
DGRO icon
121
iShares Core Dividend Growth ETF
DGRO
$43.9B
$2.98M 0.2%
55,437
-15,441
-22% -$783K
FAB icon
122
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
$2.88M 0.19%
36,945
-25,859
-41% -$1.84M
SPTI icon
123
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$2.86M 0.19%
100,129
-4,652
-4% -$129K
MRK icon
124
Merck
MRK
$332B
$2.82M 0.18%
25,831
+780
+3% +$81K
CSCO icon
125
Cisco
CSCO
$452B
$2.8M 0.18%
55,379
-3,992
-7% -$204K
3 4
5
6 7

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.