We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
101
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$3.5M 0.25%
+39,650
New +$2.34M
USFR icon
102
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$3.41M 0.25%
67,848
+28,981
+75% +$1.46M
GSLC icon
103
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16.1B
$3.4M 0.24%
40,345
-1,477
-4% -$129K
SBUX icon
104
Starbucks
SBUX
$125B
$3.36M 0.24%
36,819
+581
+2% +$57K
MUB icon
105
iShares National Muni Bond ETF
MUB
$46B
$3.35M 0.24%
32,645
+397
+1% +$41.9K
XMMO icon
106
Invesco S&P MidCap Momentum ETF
XMMO
$7.61B
$3.34M 0.24%
41,442
+2,286
+6% +$186K
XLF icon
107
State Street Financial Select Sector SPDR ETF
XLF
$59.3B
$3.32M 0.24%
72,585
+14,720
+25% +$507K
FMHI icon
108
First Trust Municipal High Income ETF
FMHI
$1.01B
$3.27M 0.24%
72,504
-3,944
-5% -$184K
PTNQ icon
109
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$3.23M 0.23%
52,523
+2,184
+4% +$136K
CSCO icon
110
Cisco
CSCO
$452B
$3.19M 0.23%
59,371
-1,954
-3% -$105K
BIV icon
111
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$3.14M 0.23%
43,426
-1,382
-3% -$102K
UNP icon
112
Union Pacific
UNP
$176B
$3.07M 0.22%
15,057
+1,307
+10% +$285K
SLYV icon
113
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.1B
$3.06M 0.22%
42,326
-340
-0.8% -$26.3K
XHE icon
114
State Street SPDR S&P Health Care Equipment ETF
XHE
$169M
$3.05M 0.22%
+33,270
New +$2.97M
AXON
115
Axon Enterprise
AXON
$49.8B
$3.05M 0.22%
15,314
-1
-0% -$197
XLP icon
116
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$3.04M 0.22%
44,228
-10,833
-20% -$793K
HD icon
117
Home Depot
HD
$344B
$3.03M 0.22%
10,029
-121
-1% -$38.9K
IGIB icon
118
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$3.03M 0.22%
62,200
-4,846
-7% -$241K
VEA icon
119
Vanguard FTSE Developed Markets ETF
VEA
$239B
$2.98M 0.21%
68,085
+11,870
+21% +$543K
META icon
120
Meta Platforms (Facebook)
META
$1.5T
$2.97M 0.21%
9,907
+270
+3% +$81.4K
SPSB icon
121
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$2.97M 0.21%
101,155
-1,270
-1% -$37.3K
SPTI icon
122
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$2.91M 0.21%
104,781
+5,998
+6% +$168K
USA icon
123
Liberty All-Star Equity Fund
USA
$1.88B
$2.88M 0.21%
486,577
+8,500
+2% +$54K
VNLA icon
124
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$2.77M 0.2%
57,825
+4,311
+8% +$206K
TOTL icon
125
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$2.72M 0.2%
70,268
-5,821
-8% -$231K
3 4
5
6 7

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.