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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$49.8M
Cap. Flow
-$16M
Cap. Flow %
-1.15%
Top 10 Hldgs %
18.88%
Holding
835
New
82
Increased
347
Reduced
278
Closed
91

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$7.77M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.28M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.74M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
5
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$4.25M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.5M
2
GLD icon
SPDR Gold Trust
GLD
+$15.1M
3
AMZN icon
Amazon
AMZN
+$12.8M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.87M
5
SLV icon
iShares Silver Trust
SLV
+$6.96M

Sector Composition

Rank Sector Weight
1 Technology 11.12%
2 Healthcare 2.86%
3 Industrials 2.55%
4 Financials 2.42%
5 Consumer Discretionary 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
101
iShares Core High Dividend ETF
HDV
$15.1B
$3.29M 0.24%
136,365
+66,885
+96% +$1.37M
CSCO icon
102
Cisco
CSCO
$452B
$3.25M 0.23%
62,116
+3,898
+7% +$190K
PTY icon
103
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$3.25M 0.23%
260,500
+111,500
+75% +$1.47M
GOOGL icon
104
Alphabet (Google) Class A
GOOGL
$4.23T
$3.23M 0.23%
31,173
+9,017
+41% +$865K
SPMO icon
105
Invesco S&P 500 Momentum ETF
SPMO
$22.3B
$3.19M 0.23%
58,434
+41,644
+248% +$2.28M
DBMF icon
106
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.19B
$3.18M 0.23%
121,007
-16,756
-12% -$468K
JPM icon
107
JPMorgan Chase
JPM
$966B
$3.12M 0.22%
23,947
+1,184
+5% +$162K
IEP icon
108
Icahn Enterprises
IEP
$5.36B
$3.09M 0.22%
59,795
+1,031
+2% +$54.5K
LQD icon
109
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$3.09M 0.22%
28,195
+2,853
+11% +$309K
XLI icon
110
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$3.09M 0.22%
30,522
-3,306
-10% -$333K
CIBR icon
111
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$3.06M 0.22%
71,689
-8,241
-10% -$335K
HD icon
112
Home Depot
HD
$343B
$3.03M 0.22%
10,267
+571
+6% +$175K
CGW icon
113
Invesco S&P Global Water Index ETF
CGW
$1.06B
$2.98M 0.21%
59,682
-3,881
-6% -$190K
DIS icon
114
Walt Disney
DIS
$181B
$2.9M 0.21%
28,964
+107
+0.4% +$10.8K
TIP icon
115
iShares TIPS Bond ETF
TIP
$14.8B
$2.9M 0.21%
26,293
-7,059
-21% -$764K
TOTL icon
116
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$2.9M 0.21%
70,565
+18,086
+34% +$738K
ARI
117
Apollo Commercial Real Estate
ARI
$889M
$2.86M 0.21%
307,041
+7,069
+2% +$78.3K
SPYV icon
118
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$2.85M 0.2%
69,884
+30,899
+79% +$1.25M
VGSH icon
119
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$2.82M 0.2%
48,250
-2,798
-5% -$162K
UNP icon
120
Union Pacific
UNP
$177B
$2.8M 0.2%
13,897
+2,028
+17% +$411K
IJK icon
121
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$2.78M 0.2%
38,921
+3,260
+9% +$233K
SPSB icon
122
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$2.74M 0.2%
92,573
-661
-0.7% -$19.5K
VBR icon
123
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$2.74M 0.2%
17,262
-4,100
-19% -$679K
FMHI icon
124
First Trust Municipal High Income ETF
FMHI
$1.01B
$2.71M 0.2%
57,892
+4,517
+8% +$213K
XLU icon
125
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$2.71M 0.19%
80,020
-34,110
-30% -$1.16M
3 4
5
6 7

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Financial Advocates Investment Management held 835 positions worth $1.39B, up 3.7% from $1.34B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q1 2023 filing shows 82 new, 347 increased, 278 reduced and 91 closed positions. Its largest new stake was Tesla: 44,543 shares worth $9.24M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $38.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q1 2023 buy was Tesla: 44,543 shares worth $9.24M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $6.28M increase.
  • Financial Advocates Investment Management's biggest Q1 2023 reduction was iShares S&P Small-Cap 600 Value ETF, cutting an estimated $5.26M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2023, selling an estimated $38.5M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q1 2023.
  • Financial Advocates Investment Management opened 82 new positions and closed 91 in Q1 2023.
  • Financial Advocates Investment Management's portfolio value rose 3.7% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2023, filed 11 May 2023.