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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
101
Vanguard High Dividend Yield ETF
VYM
$84.2B
$3.3M 0.25%
30,526
-1,536
-5% -$163K
XSOE icon
102
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$3.25M 0.24%
121,998
-4,362
-3% -$113K
ARI
103
Apollo Commercial Real Estate
ARI
$885M
$3.23M 0.24%
299,972
+120,051
+67% +$1.31M
SCHG icon
104
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$3.21M 0.24%
230,776
-121,788
-35% -$1.75M
SUSB icon
105
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$3.13M 0.23%
+70,100
New +$1.65M
IYR icon
106
iShares US Real Estate ETF
IYR
$4.57B
$3.13M 0.23%
22,296
+19,795
+791% +$1.66M
PAVE icon
107
Global X US Infrastructure Development ETF
PAVE
$14.2B
$3.09M 0.23%
116,831
-11,311
-9% -$296K
CIBR icon
108
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$3.09M 0.23%
79,930
+4,485
+6% +$178K
GBIL icon
109
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$3.09M 0.23%
31,008
-9,317
-23% -$929K
HD icon
110
Home Depot
HD
$344B
$3.06M 0.23%
9,696
+2,708
+39% +$825K
JPM icon
111
JPMorgan Chase
JPM
$964B
$3.05M 0.23%
22,763
+9,067
+66% +$1.15M
GSY icon
112
Invesco Ultra Short Duration ETF
GSY
$3.88B
$3.04M 0.23%
61,521
-4,619
-7% -$228K
ALTL icon
113
Pacer Lunt Large Cap Alternator ETF
ALTL
$92.1M
$3.03M 0.23%
74,919
-767
-1% -$30.1K
EMXC icon
114
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.7B
$3.03M 0.23%
63,818
-26,583
-29% -$1.27M
IJS icon
115
iShares S&P Small-Cap 600 Value ETF
IJS
$8.4B
$3.03M 0.23%
72,881
+59,713
+453% +$5.5M
TRND icon
116
Pacer Trendpilot Fund of Funds ETF
TRND
$63.9M
$3M 0.22%
114,836
-3,591
-3% -$96K
IEP icon
117
Icahn Enterprises
IEP
$5.36B
$2.98M 0.22%
58,764
+23,974
+69% +$1.25M
CGW icon
118
Invesco S&P Global Water Index ETF
CGW
$1.06B
$2.96M 0.22%
63,563
-456
-0.7% -$21K
VGSH icon
119
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$2.95M 0.22%
51,048
-9,345
-15% -$540K
VO icon
120
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$2.92M 0.22%
57,256
+960
+2% +$48.9K
UNH icon
121
UnitedHealth
UNH
$362B
$2.81M 0.21%
5,295
+1,876
+55% +$994K
CSCO icon
122
Cisco
CSCO
$452B
$2.78M 0.21%
+58,218
New +$2.65M
VOT icon
123
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.2B
$2.78M 0.21%
15,453
-2,239
-13% -$406K
HYG icon
124
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$2.74M 0.2%
37,209
+17,062
+85% +$1.26M
SPSB icon
125
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$2.74M 0.2%
93,234
+76,667
+463% +$2.24M
3 4
5
6 7

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.