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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
101
GSK
GSK
$101B
$3.2M 0.26%
+27,563
New +$1.04M
FTSM icon
102
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$3.19M 0.26%
53,781
-21,396
-28% -$1.27M
TRND icon
103
Pacer Trendpilot Fund of Funds ETF
TRND
$63.9M
$3.14M 0.26%
118,427
-2,413
-2% -$65.9K
XSOE icon
104
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$3.11M 0.26%
126,360
-3,094
-2% -$86.4K
JAZZ icon
105
Jazz Pharmaceuticals
JAZZ
$16.1B
$3.05M 0.25%
+14,277
New +$2.17M
PG icon
106
Procter & Gamble
PG
$338B
$3.02M 0.25%
25,265
-3,230
-11% -$459K
VOT icon
107
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.2B
$3.02M 0.25%
17,692
+496
+3% +$93.9K
PAVE icon
108
Global X US Infrastructure Development ETF
PAVE
$14.3B
$3.01M 0.25%
128,142
-3,536
-3% -$88.8K
XLU icon
109
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$2.96M 0.24%
90,308
-11,056
-11% -$405K
V icon
110
Visa
V
$675B
$2.94M 0.24%
16,671
-4,076
-20% -$829K
FCX icon
111
Freeport-McMoran
FCX
$94.8B
$2.94M 0.24%
70,002
+57,163
+445% +$1.67M
SPHQ icon
112
Invesco S&P 500 Quality ETF
SPHQ
$19.9B
$2.93M 0.24%
73,649
+15,552
+27% +$682K
VYM icon
113
Vanguard High Dividend Yield ETF
VYM
$84.2B
$2.92M 0.24%
32,062
-341
-1% -$35.5K
ICLN icon
114
iShares Global Clean Energy ETF
ICLN
$2.11B
$2.92M 0.24%
+157,118
New +$3.35M
CIBR icon
115
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$2.9M 0.24%
75,445
+507
+0.7% +$21.5K
PRF icon
116
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$2.87M 0.24%
103,300
+580
+0.6% +$17.8K
SBUX icon
117
Starbucks
SBUX
$125B
$2.82M 0.23%
33,474
-5,663
-14% -$481K
ALTL icon
118
Pacer Lunt Large Cap Alternator ETF
ALTL
$92.1M
$2.76M 0.23%
75,686
+2,378
+3% +$98K
DGRO icon
119
iShares Core Dividend Growth ETF
DGRO
$43.9B
$2.74M 0.23%
61,523
+3,350
+6% +$165K
TIP icon
120
iShares TIPS Bond ETF
TIP
$14.8B
$2.71M 0.22%
25,882
-19,095
-42% -$2.16M
ADP icon
121
Automatic Data Processing
ADP
$108B
$2.65M 0.22%
12,577
+2,150
+21% +$507K
VO icon
122
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$2.65M 0.22%
56,296
+252
+0.4% +$13.2K
DIS icon
123
Walt Disney
DIS
$180B
$2.64M 0.22%
28,045
-3,773
-12% -$404K
RORO
124
DELISTED
ATAC US Rotation ETF
RORO
$2.64M 0.22%
+45,564
New +$656K
CGW icon
125
Invesco S&P Global Water Index ETF
CGW
$1.06B
$2.63M 0.22%
+64,019
New +$2.96M
3 4
5
6 7

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.