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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
101
AbbVie
ABBV
$447B
$3.91M 0.25%
28,877
+4,684
+19% +$553K
XLP icon
102
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$3.82M 0.24%
49,590
+104
+0.2% +$7.54K
PRF icon
103
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$3.77M 0.24%
161,515
+98,580
+157% +$3.3M
PYPL icon
104
PayPal
PYPL
$50.6B
$3.76M 0.24%
19,894
+365
+2% +$79K
XLV icon
105
State Street Health Care Select Sector SPDR ETF
XLV
$44.2B
$3.73M 0.23%
26,439
+1,240
+5% +$165K
SHOP icon
106
Shopify
SHOP
$196B
$3.69M 0.23%
26,780
-4,340
-14% -$634K
XSD icon
107
State Street SPDR S&P Semiconductor ETF
XSD
$2.92B
$3.68M 0.23%
15,130
+5,441
+56% +$1.24M
PAVE icon
108
Global X US Infrastructure Development ETF
PAVE
$14.3B
$3.67M 0.23%
126,947
-58,910
-32% -$1.64M
DGRO icon
109
iShares Core Dividend Growth ETF
DGRO
$43.9B
$3.64M 0.23%
65,448
+3,962
+6% +$211K
RWM icon
110
ProShares Short Russell2000
RWM
$99.1M
$3.6M 0.23%
+172,350
New +$3.59M
VO icon
111
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$3.54M 0.22%
55,520
-504
-0.9% -$31.6K
NVAX icon
112
Novavax
NVAX
$1.32B
$3.52M 0.22%
58,023
+26,432
+84% +$4.54M
SPLV icon
113
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
$3.44M 0.22%
50,073
+5,798
+13% +$373K
VHT icon
114
Vanguard Health Care ETF
VHT
$19.1B
$3.32M 0.21%
26,122
+20,685
+380% +$5.27M
TRND icon
115
Pacer Trendpilot Fund of Funds ETF
TRND
$63.9M
$3.32M 0.21%
105,844
+17,155
+19% +$534K
CIBR icon
116
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.7B
$3.27M 0.21%
61,983
+22,740
+58% +$1.19M
EEM icon
117
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$3.25M 0.21%
66,632
+325
+0.5% +$16.4K
SCHA icon
118
Schwab U.S Small- Cap ETF
SCHA
$23.4B
$3.24M 0.2%
168,288
+136,796
+434% +$3.54M
VBR icon
119
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$3.22M 0.2%
18,023
+662
+4% +$118K
PFE icon
120
Pfizer
PFE
$151B
$3.19M 0.2%
54,064
-265
-0.5% -$13.1K
PTNQ icon
121
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$3.18M 0.2%
53,926
-1,064
-2% -$61.8K
NUMV icon
122
Nuveen ESG Mid-Cap Value ETF
NUMV
$461M
$3.16M 0.2%
+85,577
New +$3.25M
SLYG icon
123
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.24B
$3.16M 0.2%
34,046
+1,796
+6% +$164K
SNY icon
124
Sanofi
SNY
$105B
$3.15M 0.2%
+79,832
New +$3.95M
VZ icon
125
Verizon
VZ
$197B
$3.11M 0.2%
43,156
-26,458
-38% -$1.38M
3 4
5
6 7

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.