We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
101
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$3.81M 0.26%
27,276
+2,296
+9% +$326K
XSOE icon
102
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$3.77M 0.25%
101,035
+6,164
+6% +$242K
INDS icon
103
Pacer Industrial Real Estate ETF
INDS
$117M
$3.77M 0.25%
85,910
+37,397
+77% +$1.71M
VZ icon
104
Verizon
VZ
$197B
$3.76M 0.25%
69,614
-4,853
-7% -$268K
QUAL icon
105
iShares MSCI USA Quality Factor ETF
QUAL
$48.4B
$3.74M 0.25%
28,386
+5,523
+24% +$759K
SBUX icon
106
Starbucks
SBUX
$125B
$3.72M 0.25%
33,751
-13,038
-28% -$1.53M
PFF icon
107
iShares Preferred and Income Securities ETF
PFF
$13.4B
$3.68M 0.25%
94,907
+28,872
+44% +$1.13M
QTEC icon
108
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.91B
$3.64M 0.25%
23,046
+273
+1% +$44.3K
IUSV icon
109
iShares Core S&P US Value ETF
IUSV
$28B
$3.62M 0.24%
51,032
-666
-1% -$48.4K
FIW icon
110
First Trust Water ETF
FIW
$1.92B
$3.54M 0.24%
41,512
+31,358
+309% +$2.75M
SPYG icon
111
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.6B
$3.45M 0.23%
53,838
+5,177
+11% +$342K
XLP icon
112
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$3.41M 0.23%
49,486
-974
-2% -$69.4K
PTLC icon
113
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$3.35M 0.23%
88,861
+14,938
+20% +$578K
EEM icon
114
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$3.34M 0.23%
66,307
+10,075
+18% +$524K
VO icon
115
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$3.32M 0.22%
56,024
+324
+0.6% +$19.6K
XLI icon
116
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$3.25M 0.22%
33,193
+20,532
+162% +$2.11M
XLV icon
117
State Street Health Care Select Sector SPDR ETF
XLV
$44.2B
$3.21M 0.22%
25,199
-10,064
-29% -$1.33M
FXR icon
118
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$769M
$3.19M 0.22%
55,684
+1,663
+3% +$99K
VCSH icon
119
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$3.15M 0.21%
38,178
-10,370
-21% -$857K
DGRO icon
120
iShares Core Dividend Growth ETF
DGRO
$43.9B
$3.09M 0.21%
61,486
+9,774
+19% +$506K
PTNQ icon
121
Pacer Trendpilot 100 ETF
PTNQ
$1.27B
$3.06M 0.21%
54,990
-9,135
-14% -$517K
PTBD icon
122
Pacer Trendpilot US Bond ETF
PTBD
$86.4M
$2.98M 0.2%
109,927
-10,790
-9% -$298K
AXON
123
Axon Enterprise
AXON
$48.8B
$2.96M 0.2%
16,899
+156
+0.9% +$28.3K
VBR icon
124
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$2.94M 0.2%
17,361
+501
+3% +$85.8K
HYLS icon
125
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$2.91M 0.2%
60,419
-17,302
-22% -$837K
3 4
5
6 7

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.